Securities / Derivatives

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    Market Infrastructure

    IOSCO Releases Final Report on Handling Market Outages

    By Nithya Subramanian | 06/06/2024

    The report offers five good practices to improve trading venues’ preparedness for and resilience to market outages.

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    Securities / Derivatives

    China Considers Market Data Restrictions for Quant Funds

    By Editors | 06/06/2024

    The move is reportedly intended to “blindfold” quant funds to make the market fairer and create a level playground for retail investors.

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    ESG / Sustainability

    Active Super Engaged in Greenwashing, Australia Court Rules

    By Sanday Chongo Kabange | 06/06/2024

    Active Super made “misleading” and “deceptive” representations regarding exclusions applied to gambling, coal mining, Russian entities and oil tar sands investments.

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    Securities / Derivatives

    FSC Korea Proposes to Revise Rules for Treasury Shares

    By Editors | 05/06/2024

    The changes will prevent misuse of the treasury stock system and provide better protections for general shareholders of listed companies.

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    ESG / Sustainability

    Australia Launches Inaugural Sovereign Green Bond

    By Editors | 05/06/2024

    The 10-year bonds, oversubscribed by more than 300 percent, will “deliver significant environmental benefits”.

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    Securities / Derivatives

    SEBI Launches Personal Finance App to Assist Investors

    By Ajoy K Das | 05/06/2024

    The app empowers investors with reliable and essential insights into the securities market, a SEBI director said at the launch.

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    Crypto / Digital Assets

    Cboe Australia Commences Trading in New Bitcoin ETF

    By Editors | 05/06/2024

    The new ETF, launched by Monochrome Asset Management, is the first in Australia to hold crypto assets directly.

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    Securities / Derivatives

    Korea: FSS Warns Against New Tax on Investment Income

    By Editors | 05/06/2024

    FSS governor said the financial investment income tax will disincentivise long-term investment and lead to outflows from Korea.

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    Enforcement

    SGX Imposes Three Year Ban on Ex-CEO of Listed Company

    By Nithya Subramanian | 04/06/2024

    The three-year ban is the most severe sanction SGX’s Listings Disciplinary Committee can impose.

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    Securities / Derivatives

    China Raises QDII Limits for the First Time Since July 2023

    By Editors | 04/06/2024

    China had suspended the expansion of the QDII programme last year to reduce capital outflow and ease pressure on the yuan.

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