Securities / Derivatives

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    Securities / Derivatives

    SEBI Cautions Investors of Fraudsters Claiming to Represent FPIs

    By Ajoy K Das | 27/02/2024

    Fraudsters are falsely claiming affiliations with SEBI-registered FPIs and offering trading opportunities and online courses to entice investors.

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    Securities / Derivatives

    HKEX to Launch Self-Match Prevention Service Within Q1

    By Editors | 27/02/2024

    Testing of the service for the securities market is complete. Firms are encouraged to join a practice session on 9 March to ensure readiness for the launch.

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    Enforcement

    SFC Launches Proceedings Against Ex-Chairman of Ding Yi Feng

    By Sanday Chongo Kabange | 27/02/2024

    The SFC is seeking orders requiring the former chairman and 20 others to compensate investors for losses suffered as a result of a 2018 price manipulation scheme.

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    Securities / Derivatives

    SEBI Proposes to Relax Requirements for Mutual Funds

    By Ajoy K Das | 27/02/2024

    Separate dedicated fund managers would no longer need to be appointed for commodity and overseas investments.

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    Securities / Derivatives

    Malaysia Commits to Cutting IPO Approval Time to Three Months

    By Editors | 27/02/2024

    IPO applications submitted from 1 March 2024 will take just 3 months for approval, down from the current 4-12 months typically required.

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    Enforcement

    Vietnam Police Recommend Prosecution of HoSE, SSC Officials

    By Mark Johnston | 27/02/2024

    A total of 51 suspects including officials are accused of market manipulation, fraud, abuse of power, and dissemination of false information.

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    Big Picture

    Wealth Connect Enhancements to Drive Investment: HSBC

    By Nithya Subramanian | 27/02/2024

    Around a quarter of WMC investors intend to invest CNY 1 million or more via the Scheme in the next 12 months.

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    Market Infrastructure

    EU Council Adopts New AIFMD, UCITS Rules

    By Editors | 27/02/2024

    The new rules enhance the integration of asset management markets in Europe, the European Council said.

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    Securities / Derivatives

    Malaysia SC Extends REITs Annual Report Timeline

    By Editors | 27/02/2024

    This adjustment aligns the reporting timeline for listed REITs with that of public-listed companies, the SC said.

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    ESG / Sustainability

    Korea Unveils Initial Details of ‘Corporate Value-up Programme’

    By Manesh Samtani | 27/02/2024

    The programme is designed to encourage listed companies to engage in voluntary efforts to improve governance, boost corporate value and enhance shareholder returns.

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