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SECURITIES / DERIVATIVES
Securities / Derivatives
CSRC Tightens Rules for Bond Funds to Reduce Risk
By Editors | 03/04/2023
New bond funds can only invest up to 20 percent of portfolios in bonds rated AA+, compared with 50 percent previously.
ESG / Sustainability
Hong Kong Exchange Lists First Ever Catastrophe Bond
By Editors | 03/04/2023
The $350mn catastrophe bond offers protection against losses related to earthquake risks in Chile over the next three years.
Securities / Derivatives
Bursa Malaysia Finalises Rules for LEAP-to-ACE Listing Transfers
By Editors | 03/04/2023
Bursa Malaysia’s Julian Hashim said the amendments offer a clearer roadmap for LEAP companies aiming to graduate to the ACE Market.
Securities / Derivatives
JPX to Launch Index of Stocks that Focus on Value Creation
By Editors | 03/04/2023
The index will comprise 150 Prime Market companies that are expected to create value based on financial performance or market valuation.
Crypto / Digital Assets
US Futures SRO Issues New Rule for Crypto Activities
By Editors | 03/04/2023
The compliance rule covers anti-fraud, just and equitable principles of trade, disclosure, and supervision requirements for spot bitcoin and ether trading.
Securities / Derivatives
Citadel Seeking Licence to Relaunch Japan Hedge Fund Office
By Editors | 03/04/2023
Citadel shut down its Japan operations during the 2008 GFC, but is seeking to reopen in Tokyo by the end of the year.
Enforcement
US SEC Charges Two Over SPAC Insider Trading Scheme
By Sanday Chongo Kabange | 02/04/2023
The duo used non-public information in advance of at least 7 merger announcements involving SPACs to earn illicit profits of more than $3.4mn.
Enforcement
US Court Dismisses Archegos-related Lawsuit Against Banks
By Editors | 01/04/2023
The judge ruled that Goldman Sachs and Morgan Stanley were not liable to investors for selling stocks they knew Archegos would be forced to sell.
Crypto / Digital Assets
Mirae Asset, SK Telecom to Collaborate on Security Token Business
By Editors | 01/04/2023
Mirae Asset Securities and SK Telecom formed a consortium to collaborate on creating a business ecosystem for security tokens.
Securities / Derivatives
CSRC Chairman Meets With Foreign Financial Institutions
By Editors | 31/03/2023
CSRC chairman Yi Huiman encouraged the heads of several global financial institutions to expand their operations and investments in China.
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