SECURITIES / DERIVATIVES

Securities / Derivatives

DBS Seeks to Establish Additional China Subsidiary

By Manesh Samtani | 30/03/2023

DBS launched its China securities joint venture last June. If approved, the new subsidiary would be used to sponsor stock listings.

Enforcement

Malaysian Court Jails Former Hong Leong Investment Banker

By Editors | 29/03/2023

The former investment banker convinced investors to invest over $390,000 in securities products that did not exist.

Securities / Derivatives

AllianzGI Applies to Open New Fund Business in China

By Editors | 29/03/2023

Allianz already owns 49 percent of a China joint venture. The new licence, if granted, will help it boost its presence in China’s mutual fund market.

Securities / Derivatives

Credit Agricole Launches Investment Banking Unit in China

By Editors | 29/03/2023

The new investment banking unit will focus on cross-border M&A, encompassing purchases, disposals and capital raising.

Securities / Derivatives

LME Resumes Asian Hours Trading in Nickel

By Editors | 29/03/2023

The LME hopes the expanded hours will boost nickel trading volumes, which were little changed on Monday.

Securities / Derivatives

CSRC Proposes to Update Rules for Futures Companies

By Editors | 28/03/2023

Futures companies will be allowed to expand their business scope to areas like consulting, market-making, proprietary trading and asset management.

ESG / Sustainability

AFMA Updates Environmental Products Conventions

By Editors | 28/03/2023

AFMA revised its environmental products conventions to align with other conventions and clarify their non-mandatory nature.

ESG / Sustainability

ESMA Told to Watch and Wait on ‘Greenbleaching’

By ESG Investor | 28/03/2023

Advisory group outlines its recommendations on addressing SFDR Article 9 downgrades and greenwashing regulatory uncertainty.

Securities / Derivatives

SET, SSE Start Displaying Each Other’s Index Quotes

By Editors | 28/03/2023

The initiative is the first collaboration by the Shanghai Stock Exchange with an ASEAN exchange in the field of indices.