Securities / Derivatives

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    Market Infrastructure

    UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform

    By Sanday Chongo Kabange | 01/08/2023

    Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.

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    Securities / Derivatives

    China Unveils Measures to Boost Innovation, Consumption and Recovery

    By Editors | 01/08/2023

    The PBOC unveiled a financial support system for technological innovation. The State Council announced measures to support consumption.

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    Securities / Derivatives

    US Plans More Investment Curbs on China as France Bolsters Bilateral Ties

    By Editors | 01/08/2023

    Amid rising US-China tensions, Biden plans further tech investment curbs. Yet, France is fostering deeper economic cooperation with China.

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    Securities / Derivatives

    NSE India Considers Extending Trading Hours

    By Editors | 31/07/2023

    NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.

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    Securities / Derivatives

    SEC Finalises Cybersecurity Disclosure Rules for Public Companies

    By Editors | 31/07/2023

    Public companies will be required to disclose their cyber risk management practices and report significant incidents within four business days.

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    Securities / Derivatives

    China Asks Tech Giants to Share Investment Success Stories

    By Editors | 31/07/2023

    Tencent and Meituan are among those being asked to share successful cases of investments in start-ups, signaling a regulatory thaw.

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    Capital / Liquidity

    India to Allow Overseas Listings by Domestic Firms, Starting in GIFT City

    By Editors | 31/07/2023

    India will permit companies to list directly on GIFT City exchanges, and later, in other specified overseas jurisdictions.

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    Securities / Derivatives

    CFTC Finalises New DCO Rule and Introduces Three Proposals

    By Editors | 31/07/2023

    The final rule amends reporting requirements for DCOs. The three proposals cover SEF regulations, uncleared swap confirmations, and margin requirements.

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    AML / KYC

    SEBI Considers Tweaks to Derivatives Market Onboarding Process

    By Sanday Chongo Kabange | 31/07/2023

    SEBI dismissed media reports that suggested the regulator was seeking to impose curbs on retail participation in derivative markets.

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    Market Infrastructure

    ASX Pledges to Implement Further Governance Improvements

    By Sanday Chongo Kabange | 31/07/2023

    ASX has pledged to, within three months, implement 16 recommendations made by Herbert Smith Freehills in its review of the group’s governance structure.

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