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SECURITIES / DERIVATIVES
Enforcement
US Court Dismisses Archegos-related Lawsuit Against Banks
By Editors | 01/04/2023
The judge ruled that Goldman Sachs and Morgan Stanley were not liable to investors for selling stocks they knew Archegos would be forced to sell.
Crypto / Digital Assets
Mirae Asset, SK Telecom to Collaborate on Security Token Business
By Editors | 01/04/2023
Mirae Asset Securities and SK Telecom formed a consortium to collaborate on creating a business ecosystem for security tokens.
Securities / Derivatives
CSRC Chairman Meets With Foreign Financial Institutions
By Editors | 31/03/2023
CSRC chairman Yi Huiman encouraged the heads of several global financial institutions to expand their operations and investments in China.
Market Infrastructure
Rules Proposed to Adopt T+1 in US Muni Bond Market
By Editors | 31/03/2023
US equities and corporate bond markets will move to T+1 on 28 May 2024. The same implementation date is proposed for municipal securities.
Crypto / Digital Assets
IOSCO Issues Final Guidance on Mitigating Risks to Retail Investors
By Manesh Samtani | 31/03/2023
IOSCO offers a comprehensive toolkit of measures for regulators to consider when addressing crypto scams, greenwashing and other forms of retail misconduct.
ESG / Sustainability
Taiwan to Require Listed Companies to Have Female Directors
By Editors | 31/03/2023
The requirement to appoint female directors is part of efforts to improve corporate governance culture among listed companies in Taiwan.
ESG / Sustainability
UK Consults on Regulatory Regime for ESG Ratings
By Editors | 31/03/2023
The consultation proposes to introduce legislation to amend and expand the FCA’s regulatory perimeter to include ESG ratings.
Market Infrastructure
LME Group Unveils Plans to Strengthen Metals Markets
By Editors | 30/03/2023
The LME is making daily price limits permanent, revising its margin methodology, and developing a China-based spot market offering for Class II nickel products.
Market Infrastructure
South Korea Grants Clearstream QFI Status
By Editors | 30/03/2023
The QFI status will enable Clearstream to offer omnibus account services for Korea Treasury Bonds and Monetary Stabilisation Bonds.
Enforcement
ASIC Commences Probe into Regulatory Breaches by ASX
By Sanday Chongo Kabange | 30/03/2023
ASIC is investigating whether ASX breached the law in its oversight of and disclosures relating to the CHESS replacement programme.
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