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Market Infrastructure
UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform
By Sanday Chongo Kabange | 01/08/2023
Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.
Securities / Derivatives
China Unveils Measures to Boost Innovation, Consumption and Recovery
By Editors | 01/08/2023
The PBOC unveiled a financial support system for technological innovation. The State Council announced measures to support consumption.
Securities / Derivatives
US Plans More Investment Curbs on China as France Bolsters Bilateral Ties
By Editors | 01/08/2023
Amid rising US-China tensions, Biden plans further tech investment curbs. Yet, France is fostering deeper economic cooperation with China.
Securities / Derivatives
NSE India Considers Extending Trading Hours
By Editors | 31/07/2023
NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.
Securities / Derivatives
SEC Finalises Cybersecurity Disclosure Rules for Public Companies
By Editors | 31/07/2023
Public companies will be required to disclose their cyber risk management practices and report significant incidents within four business days.
Securities / Derivatives
China Asks Tech Giants to Share Investment Success Stories
By Editors | 31/07/2023
Tencent and Meituan are among those being asked to share successful cases of investments in start-ups, signaling a regulatory thaw.
Capital / Liquidity
India to Allow Overseas Listings by Domestic Firms, Starting in GIFT City
By Editors | 31/07/2023
India will permit companies to list directly on GIFT City exchanges, and later, in other specified overseas jurisdictions.
Securities / Derivatives
CFTC Finalises New DCO Rule and Introduces Three Proposals
By Editors | 31/07/2023
The final rule amends reporting requirements for DCOs. The three proposals cover SEF regulations, uncleared swap confirmations, and margin requirements.
AML / KYC
SEBI Considers Tweaks to Derivatives Market Onboarding Process
By Sanday Chongo Kabange | 31/07/2023
SEBI dismissed media reports that suggested the regulator was seeking to impose curbs on retail participation in derivative markets.
Market Infrastructure
ASX Pledges to Implement Further Governance Improvements
By Sanday Chongo Kabange | 31/07/2023
ASX has pledged to, within three months, implement 16 recommendations made by Herbert Smith Freehills in its review of the group’s governance structure.
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