SECURITIES / DERIVATIVES

Securities / Derivatives

Taiwan Restricts Short Selling Based on Daily Triggers

By Editors | 24/10/2022

A short selling ban will apply to all TWSE and TPEx stocks that fall 3.5 percent or more in a day. The FSC will make a daily list of stocks subject to the ban.

Securities / Derivatives

ASX Sets Out Measures for Handling Future Outages

By Editors | 24/10/2022

ASX will consult on a new automated service that can provide greater certainty about trade and order status, and a new ‘Cancel Only’ session state.

Capital / Liquidity

India: ISDA Requests Details on CCIL’s Proposed UMR Services

By Editors | 24/10/2022

ISDA has responded to CCIL proposals to create a margining and collateral service for non-centrally cleared OTC derivatives trades in India.

Securities / Derivatives

Bangladesh: Slow Start for Govt Bond Trading on Exchanges

By Editors | 24/10/2022

Government bonds can now be traded on Bangladesh’s stock markets, but only very few trades have taken place so far.

Enforcement

FCA Seeks £50m Penalty from Barclays for 2008 Deals

By Editors | 24/10/2022

Barclays did not disclose payments made to Qatari entities for their participation in two capital raisings during the GFC in 2008.

Securities / Derivatives

HKMA Issues New Guidance on Investment Product Sales

By Editors | 24/10/2022

The new guidance covers investment product suitability, concentration risk assessments, and the sale of loss-absorption products.

Securities / Derivatives

Korea to Buy Up Corporate Debt to Stabilise Markets

By Editors | 24/10/2022

Korea’s government has pledged KRW 50 trillion to buy up corporate debt, defer the return to 100 percent LCR, and supply liquidity to securities firms.

Securities / Derivatives

APRA Commences New Statistical Publication on Super Sector

By Editors | 24/10/2022

The published data for the first time includes information on the number and types of products and investment options available in the superannuation industry.

Market Infrastructure

Osaka Exchange Prepares to Launch TONA Futures Contracts

By Editors | 24/10/2022

Osaka Exchange will launch three-month TONA futures on 29 May 2023, the same day as its launch of Nikkei 225 micro futures and Nikkei 225 mini options contracts.