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Enforcement
NZ FMA Issues Warnings Against Property Investment Firms
By Editors | 23/10/2022
The firms misused the wholesale investor exclusion to extend offers to people with little or no investment experience.
Securities / Derivatives
Thailand Futures Exchange to Launch New FX Contracts
By Editors | 21/10/2022
Currently, TFEX only offers USD Futures. From 31 October, it will launch trading in EUR/USD Futures and USD/JYP Futures.
Securities / Derivatives
Philippines: Funds Allowed More Freedom to Trade BSP Securities
By Editors | 21/10/2022
The central bank has relaxed restrictions on secondary market trading of BSP Securities by UITFs with foreign participation.
Capital / Liquidity
Euroclear ICSD Enables Lux ETF Cross-Listings on SGX, HKEX
By Editors | 21/10/2022
With support from Euroclear, DWS migrated Luxembourg ETFs to the ICSD model in order to list in Hong Kong and Singapore.
Big Picture
FSB Proposes Measures to Address Risks in Govt Bond Markets
By Editors | 21/10/2022
The FSB outlines policies to help address factors that caused non-bank investors to sell government bonds during the March 2020 market turmoil.
Enforcement
German Prosecutors Raid Deutsche Offices for “Cum-Ex” Probe
By Editors | 21/10/2022
The Cum-Ex scandal dates back more than a decade. Deutsche Bank is said to be fully cooperating with inspections at its Frankfurt offices.
Market Infrastructure
IOSCO, IVSC to Work on Improving Global Valuation Practices
By Editors | 21/10/2022
IOSCO and IVSC will study international valuation approaches and ways to improve the quality of financial information available to investors.
ESG / Sustainability
IDX, Pertamina to Collaborate on Carbon Market Development
By Editors | 21/10/2022
Pertamina, Indonesia’s largest SOE, will help develop the country’s carbon market ecosystem, using infrastructure developed by IDX.
Market Infrastructure
UOB to Launch First Product Under SGX-SZSE ETF Link
By Editors | 21/10/2022
The ETF will list on SGX on 14 November, providing Singapore retail investors access to Shenzhen’s ChiNext market.
Market Infrastructure
IOSCO Appoints New Chair, Two Vice Chairs to Board
By Editors | 20/10/2022
IOSCO’s new chair is Jean-Paul Servais, chairman of Belgium’s FSMA. The two new vice chairs are the FSA’s Ariizumi Shigeru and the CFTC’s Rostin Behnam.
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