SECURITIES / DERIVATIVES

    Enforcement

    NZ FMA Issues Warnings Against Property Investment Firms

    By Editors | 23/10/2022

    The firms misused the wholesale investor exclusion to extend offers to people with little or no investment experience.

    Securities / Derivatives

    Thailand Futures Exchange to Launch New FX Contracts

    By Editors | 21/10/2022

    Currently, TFEX only offers USD Futures. From 31 October, it will launch trading in EUR/USD Futures and USD/JYP Futures.

    Securities / Derivatives

    Philippines: Funds Allowed More Freedom to Trade BSP Securities

    By Editors | 21/10/2022

    The central bank has relaxed restrictions on secondary market trading of BSP Securities by UITFs with foreign participation.

    Capital / Liquidity

    Euroclear ICSD Enables Lux ETF Cross-Listings on SGX, HKEX

    By Editors | 21/10/2022

    With support from Euroclear, DWS migrated Luxembourg ETFs to the ICSD model in order to list in Hong Kong and Singapore.

    Big Picture

    FSB Proposes Measures to Address Risks in Govt Bond Markets

    By Editors | 21/10/2022

    The FSB outlines policies to help address factors that caused non-bank investors to sell government bonds during the March 2020 market turmoil.

    Enforcement

    German Prosecutors Raid Deutsche Offices for “Cum-Ex” Probe

    By Editors | 21/10/2022

    The Cum-Ex scandal dates back more than a decade. Deutsche Bank is said to be fully cooperating with inspections at its Frankfurt offices.

    Market Infrastructure

    IOSCO, IVSC to Work on Improving Global Valuation Practices

    By Editors | 21/10/2022

    IOSCO and IVSC will study international valuation approaches and ways to improve the quality of financial information available to investors.

    ESG / Sustainability

    IDX, Pertamina to Collaborate on Carbon Market Development

    By Editors | 21/10/2022

    Pertamina, Indonesia’s largest SOE, will help develop the country’s carbon market ecosystem, using infrastructure developed by IDX.

    Market Infrastructure

    UOB to Launch First Product Under SGX-SZSE ETF Link

    By Editors | 21/10/2022

    The ETF will list on SGX on 14 November, providing Singapore retail investors access to Shenzhen’s ChiNext market.

    Market Infrastructure

    IOSCO Appoints New Chair, Two Vice Chairs to Board

    By Editors | 20/10/2022

    IOSCO’s new chair is Jean-Paul Servais, chairman of Belgium’s FSMA. The two new vice chairs are the FSA’s Ariizumi Shigeru and the CFTC’s Rostin Behnam.

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