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Securities / Derivatives
Securities / Derivatives
SSE to Transition All Bond Bookbuilding to Centralised System
By Editors | 18/10/2023
The Shanghai exchange said bond issuers can use the centralised system voluntarily until 31 December, then it will become mandatory.
ESG / Sustainability
ASEAN Regulators Endorse Transition Finance Guidance, CIS Handbook
By Manesh Samtani | 18/10/2023
The transition finance guidance and handbook for cross-border offerings of sustainable funds were endorsed at the 39th ACMF Chairs’ Meeting.
Securities / Derivatives
More Chinese SOEs Move to Support Stock Market
By Mark Johnston | 18/10/2023
SOEs are buying back shares and withdrawing share sale plans. Goldman expects a recovery rally towards year-end.
Securities / Derivatives
DSB Launches UPI Service, a Milestone for Derivatives Markets
By Manesh Samtani | 18/10/2023
The US, EU, UK, Australia and Singapore will all start requiring UPI reporting for OTC derivatives transactions in 2024.
Securities / Derivatives
US SEC Publishes 2024 Examination Priorities Report
By Editors | 17/10/2023
Focus areas will include crypto-related securities, automated investment tools, artificial intelligence, trading algorithms, and investment adviser conduct.
Capital / Liquidity
Thai SEC Developing Stress Test for Capital Market Participants
By Mark Johnston | 17/10/2023
The SEC is collaborating with securities firms and asset managers to develop a stress test to assess risks and vulnerabilities in the industry.
Securities / Derivatives
China: First Insurance AMCs Allowed to Pilot Listed ABS Products
By Editors | 17/10/2023
Five insurance AMCs will be allowed to pilot the issuance of ABS and REIT products and list them on the SSE and SZSE.
ESG / Sustainability
KRX Revises Guidelines for Corporate Governance Reporting
By Mark Johnston | 17/10/2023
The revisions will improve disclosures in areas like dividends, shareholder communications, capital raisings, board diversity, and remuneration.
Securities / Derivatives
Singapore, Shanghai to Collaborate on Asset Management
By Editors | 16/10/2023
IMAS and the Asset Management Association of Shanghai will collaborate to advance the development of their asset management industries.
Securities / Derivatives
China Tightens Short Selling Rules to Bolster Stock Market
By Manesh Samtani | 16/10/2023
The margin ratio for securities lending has been raised, and restrictions are being imposed on listed company executives and strategic shareholders.
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