Securities / Derivatives

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    AML / KYC

    HKMA, SFC Offer New Guidance on Suitability Obligations

    By Manesh Samtani | 30/07/2023

    HKMA and SFC say intermediaries can tailor their point-of-sale procedures to the personal circumstances of sophisticated professional investors.

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    Securities / Derivatives

    Ant Group Restructures Ahead of Possible Hong Kong IPO – Reports

    By Editors | 30/07/2023

    Ant Group is undergoing restructuring to distance non-core operations, paving the way for a Hong Kong IPO.

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    Securities / Derivatives

    TWSE Imposes Enhanced Regulatory Controls on Futures ETFs

    By Editors | 30/07/2023

    The measures mainly target leverage and inverse ETFs based on commodity futures, to protect investors who may not fully understand the risks.

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    Securities / Derivatives

    Tokyo Bourse to Revise Guidance on Minimum Investment

    By Editors | 29/07/2023

    The move is aimed at encouraging companies to lower their minimum investment size and making shares more affordable for retail investors.

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    Securities / Derivatives

    SEBI Launches Framework for Corporate Debt Support Fund

    By Editors | 29/07/2023

    During periods of market stress, the fund will step in to buy investment-grade debt securities from secondary markets.

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    Market Infrastructure

    India: AMC Repo Clearing Launches Triparty Bond Repo Solution

    By Editors | 29/07/2023

    Eight entities participated in repo transactions on the first day of the new service from AMC Repo Clearing.

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    Securities / Derivatives

    Malaysia Announces New Measure to Boost Capital Market

    By Editors | 28/07/2023

    The measures include reducing the board lot size, enabling fractional share trading. and enabling automatic transfers from the ACE Market to the Main Market of Bursa Malaysia.

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    Securities / Derivatives

    Korea Outlines Reforms to Drive Listings by High-tech Firms

    By Sanday Chongo Kabange | 28/07/2023

    The new measures are aimed at making it easier for more high-tech companies to list on domestic capital markets.

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    Capital / Liquidity

    HKMA, SFC Set Out Expectations Under New Regime for Depositaries

    By Manesh Samtani | 28/07/2023

    Applications now being accepted under the new regulatory regime for depositaries of collective investment schemes.

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    Securities / Derivatives

    CSRC Warns Against Negative Portrayals of China in IPO Documents

    By Editors | 27/07/2023

    Markets regulator urges law firms to tone down China risk descriptions in IPO prospectuses for offshore listings.

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