Securities / Derivatives

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    ESG / Sustainability

    Hong Kong Raises $5.8b in Asia’s Largest Green Bond Issuance

    By Editors | 09/01/2023

    Hong Kong is the first government issuer in Asia to issue green bonds in three currencies concurrently, said Financial Secretary Paul Chan.

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    Securities / Derivatives

    China, Philippines Pledge to Enhance Market Connectivity

    By Editors | 08/01/2023

    The SZSE and PSE will pursue market connectivity through the development of cross-border products and cooperation on index compilation.

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    Securities / Derivatives

    China Consults on Company Law Revisions to Improve Governance

    By Editors | 08/01/2023

    The revisions impose stronger corporate social responsibility obligations and require shareholders to make capital contributions if a company cannot repay its debts.

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    Securities / Derivatives

    First Bangladesh ETFs Secure Regulatory Approval – Report

    By Editors | 07/01/2023

    The ETFs will be actively managed, one by LankaBangla Asset Management and the other by Frontier Asset Management.

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    Securities / Derivatives

    China to Probe Corporate Bonds to Prevent Defaults

    By Editors | 07/01/2023

    Corporate bonds found to have debt repayment risks will be listed as “key focus objects” and subject to additional supervision by a special risk response team.

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    Enforcement

    Former BlackRock Portfolio Manager Fined Over Undisclosed Conflict

    By Editors | 05/01/2023

    The portfolio manager failed to disclose that he had asked an investee company to help advance his daughter’s acting career and that it helped her obtain a film role.

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    Enforcement

    New York: Former SPAC CFO Pleads Guilty to Fraud Charges

    By Editors | 05/01/2023

    The former CFO embezzled money from a SPAC to pay for personal expenses and trade in meme stocks and crypto assets. He also incorporated two other SPACs to conceal his theft.

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    ESG / Sustainability

    Taiwan: TDCC Adds Moody’s ESG Assessments to ESG IR Platform

    By Editors | 05/01/2023

    The ESG IR platform provides free ESG information from domestic and foreign data providers for retail investors, institutional investors and issuers.

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    Market Infrastructure

    RBI Working to Mitigate Risks from ESMA Decision on Indian CCPs

    By Mark Johnston | 05/01/2023

    The RBI said it is engaging with European regulators and discussing “alternate arrangements” to avert a market disruption that could result from ESMA’s derecognition of Indian CCPs.

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    ESG / Sustainability

    ASIC Fines Another Listed Energy Firm for Alleged Greenwashing

    By Editors | 05/01/2023

    ASIC says Black Mountain Energy made misleading statements in three ASX announcements regarding a natural gas development project.

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