Securities / Derivatives

    Fintech / Regtech

    SEBI Issues New Rules for Operators of Online Bond Platforms

    By Editors | 17/11/2022

    Online bond platform providers must have a stockbroker registration certificate from SEBI and be registered with the stock exchange.

    ESG / Sustainability

    Alternative Credit Managers Launch ESG Disclosure Tool

    By Editors | 17/11/2022

    The ESG Integrated Disclosure Project template provides private companies and credit investors a standard format for ESG-related disclosures.

    Market Infrastructure

    ASX Pauses CHESS Replacement Project to Reassess Design

    By Manesh Samtani | 17/11/2022

    ASX will write off about A$250mn in capitalised software, in response to an independent review by Accenture. ASIC and the RBA express disappointment.

    Market Infrastructure

    PCAOB Had “Good Access” During Hong Kong Audit Inspection – Report

    By Editors | 16/11/2022

    The PCAOB reportedly gained all the information it requested during its inspection, but a decision has not yet been made regarding its dispute with Chinese regulators.

    Market Infrastructure

    Beijing Stock Exchange Marks First Anniversary Since Launch

    By Editors | 16/11/2022

    The BSE issued new rules for margin financing and securities lending business, in a bid to further improve market liquidity and pricing efficiency.

    Securities / Derivatives

    ESMA Recognises Bursa Malaysia Derivatives Clearing as TC-CCP

    By Editors | 16/11/2022

    The recognition will make it easier and more cost-effective for European counterparties to access Malaysia’s derivatives market.

    Market Infrastructure

    Chinese Firms Continue to List GDRs on SIX Swiss Exchange

    By Editors | 16/11/2022

    Since July eight Chinese companies have raised more than USD 2.5 billion via GDR listings on the SIX Swiss Exchange.

    Securities / Derivatives

    Uncertain Times Call for Quality Financial Disclosures: IOSCO

    By Editors | 16/11/2022

    Issuers, audit committees, and external auditors must ensure investors receive accurate, transparent and timely information especially in times of heightened uncertainty.

    Securities / Derivatives

    China Launches New Platform for Personal Pension Investors

    By Editors | 15/11/2022

    The platform allows users to open accounts, view product information, and communicate with FIs offering pension and wealth management products.

    Fintech / Regtech

    Bursa Malaysia Launches New Portal for Fund Investors

    By Sanday Chongo Kabange | 15/11/2022

    The platform allows investors to view fund information, compare funds, create watchlists, and communicate with fund managers.

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