Securities / Derivatives

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    Securities / Derivatives

    Korea Outlines Reforms to Drive Listings by High-tech Firms

    By Sanday Chongo Kabange | 28/07/2023

    The new measures are aimed at making it easier for more high-tech companies to list on domestic capital markets.

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    Capital / Liquidity

    HKMA, SFC Set Out Expectations Under New Regime for Depositaries

    By Manesh Samtani | 28/07/2023

    Applications now being accepted under the new regulatory regime for depositaries of collective investment schemes.

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    Securities / Derivatives

    CSRC Warns Against Negative Portrayals of China in IPO Documents

    By Editors | 27/07/2023

    Markets regulator urges law firms to tone down China risk descriptions in IPO prospectuses for offshore listings.

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    Securities / Derivatives

    HKEX, IDX Sign MoU to Explore Cross-Market Listings

    By Editors | 26/07/2023

    HKEX and IDX will look to collaborate on cross-border listings, joint product development and ESG initiatives.

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    Enforcement

    Korea Prosecuting 33 Individuals Involved in Convertible Bond Abuse

    By Sanday Chongo Kabange | 26/07/2023

    Out of 40 cases detected, investigations have been completed in 11 cases. Criminal charges were against 33 suspects.

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    AML / KYC

    ESMA Withdraws Recognition Decisions for UAE CCPs

    By Editors | 26/07/2023

    The recognition decisions were withdrawn due to the UAE’s including in the EU’s AML blacklist.

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    Securities / Derivatives

    SEBI Amends Rules to Enhance Corporate Bond Market Liquidity

    By Editors | 26/07/2023

    SEBI amends rules to boost corporate bond liquidity in the secondary market, streamline participation and enhance efficiency.

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    ESG / Sustainability

    IOSCO Announces Formal Endorsement of ISSB Standards

    By Manesh Samtani | 25/07/2023

    IOSCO is now calling on regulators around the world to consider adopting the ISSB standards in their local jurisdictions.

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    Securities / Derivatives

    What Asset Managers Should Know About China’s New Rules for Private Funds

    By Melody Yang | 25/07/2023

    Melody Yang and YuYing Wang discuss the impact to global asset managers who are raising funds from Chinese investors or establishing private funds onshore.

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    Capital / Liquidity

    UBS Penalised $388m Over Credit Suisse’s Archegos Failings

    By Editors | 25/07/2023

    US, UK, and Swiss regulators took coordinated action to punish the “unsafe and unsound” risk management practices at Credit Suisse.

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