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Enforcement
South Korea Penalises 18 Firms for Short-Selling Violations
By Sanday Chongo Kabange | 01/08/2023
The biggest fines went to QUANTin Asset Management and PFM Asset Management, which were penalised more than a combined KRW 600 million.

Securities / Derivatives
CSRC Looks to Brokers for Advice on Boosting the Stock Market
By Editors | 01/08/2023
CSRC convened a meeting with brokerages last week to discuss ways to restore investor confidence and boost the stock market.

Market Infrastructure
UPDATED – SEBI Directs MIIs to Establish Common Dispute Resolution Platform
By Sanday Chongo Kabange | 01/08/2023
Disputes between investors or clients and listed companies or any specified intermediaries or regulated entities in the securities market will be resolved through the proposed new platform.

Securities / Derivatives
China Unveils Measures to Boost Innovation, Consumption and Recovery
By Editors | 01/08/2023
The PBOC unveiled a financial support system for technological innovation. The State Council announced measures to support consumption.

Securities / Derivatives
US Plans More Investment Curbs on China as France Bolsters Bilateral Ties
By Editors | 01/08/2023
Amid rising US-China tensions, Biden plans further tech investment curbs. Yet, France is fostering deeper economic cooperation with China.

Securities / Derivatives
NSE India Considers Extending Trading Hours
By Editors | 31/07/2023
NSE is considering extending trading hours to make it more convenient for office-goers to trade in the evening.

Securities / Derivatives
SEC Finalises Cybersecurity Disclosure Rules for Public Companies
By Editors | 31/07/2023
Public companies will be required to disclose their cyber risk management practices and report significant incidents within four business days.

Securities / Derivatives
China Asks Tech Giants to Share Investment Success Stories
By Editors | 31/07/2023
Tencent and Meituan are among those being asked to share successful cases of investments in start-ups, signaling a regulatory thaw.

Capital / Liquidity
India to Allow Overseas Listings by Domestic Firms, Starting in GIFT City
By Editors | 31/07/2023
India will permit companies to list directly on GIFT City exchanges, and later, in other specified overseas jurisdictions.

Securities / Derivatives
CFTC Finalises New DCO Rule and Introduces Three Proposals
By Editors | 31/07/2023
The final rule amends reporting requirements for DCOs. The three proposals cover SEF regulations, uncleared swap confirmations, and margin requirements.
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