Securities / Derivatives

    Securities / Derivatives

    US SEC Finalises Clawback Rule on Erroneously Paid Compensation

    By Editors | 30/10/2022

    The rule will require issuers to develop and implement a clawback policy for compensation that was erroneously awarded based on incorrect financial statements.

    ESG / Sustainability

    HKEX Launches Carbon Market to Support Net Zero Transition

    By Sanday Chongo Kabange | 30/10/2022

    The new platform will allow participants to source, hold, trade, settle and retire voluntary carbon credits from internationally-certified carbon projects.

    Securities / Derivatives

    China Proposes Rules to Improve Disclosures by Accounting Firms

    By Editors | 29/10/2022

    The rules are aimed at helping market entities understand the professional competence of individual firms so they can choose their auditor.

    Securities / Derivatives

    PNGX Proposes New Listing Rules for Consultation

    By Mark Johnston | 28/10/2022

    ASX, NZX, SGX, and SPX issuers would have to comply with only a minimal number of PNGX rules for a dual listing. The proposals also provide a framework for SPAC listings.

    Market Infrastructure

    HKEX Suspends VCM on HSI Futures Due to Software Issue

    By Editors | 28/10/2022

    An external vendor is preparing a software update to fix an issue that caused the VCM to be inadvertently triggered on Tuesday.

    ESG / Sustainability

    SGX to Launch Futures Based on MSCI Climate Action Indexes

    By Editors | 28/10/2022

    Futures contracts based on MSCI’s new Climate Action Indexes will help investors reduce the carbon footprint of their portfolios and drive investment into climate transition efforts.

    Capital / Liquidity

    BOK Offers More Measures to Stabilise Korean Markets

    By Editors | 28/10/2022

    BOK eased its collateral policies and opened a new repo facility. The FSC adjusted the loan-to-deposit ratio. KSFC and KDB are providing liquidity to securities firms.

    ESG / Sustainability

    SGX RegCo Consults on Independent Director Tenure Limit

    By Editors | 28/10/2022

    The consultation also proposes to require listed companies to disclose director and CEO remuneration in annual reports on a named basis.

    Market Infrastructure

    Don’t Overlook the Value of LEI

    By Joseph Capablanca | 28/10/2022

    DTCC’s Joseph Capablanca discusses the importance of the LEI for improving transparency, cutting costs, and reducing operational risk in the global financial industry.

    Capital / Liquidity

    Taiwan FSC Proposes Rule Changes for Futures Brokers

    By Editors | 28/10/2022

    Some futures firms will be able to allocate more of their special surplus reserves towards dividend payments.

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