Securities / Derivatives

Securities / Derivatives

Geopolitical, Cyber Risks Remain Top Threats for 2026: DTCC Survey

By Manesh Samtani | 11/12/2025

The annual survey shows top concerns unchanged, while highlighting regional differences and emerging AI risks for the global financial system.

Securities / Derivatives

HKEX Launches Tech 100 Index, Paving Way for Mainland ETF Products

By Manesh Samtani | 11/12/2025

All constituent companies are eligible for Southbound trading through the Stock Connect programme, ensuring accessibility to resulting ETF products for mainland investors.

Securities / Derivatives

China: UBS Executes First Futures Trade for QFII Using CGBs as Margin

By Manesh Samtani | 11/12/2025

The move follows new SHFE rules allowing foreign investors to use government bonds for margin, a key step China's market liberalisation.

Enforcement

S. Korea Indicts Ex-Reporter, Securities Staff in Front-Running Case

By Mark Johnston | 11/12/2025

Seoul prosecutors and regulators crack down on market manipulation involving media professionals, seizing assets and pursuing broader investigations.

Enforcement

China's Kangde Xin Fraud Case Puts Financial Firms in Legal Crosshairs

By Editors | 11/12/2025

A CNY 4.1 billion class-action lawsuit against the delisted firm and its advisors tests accountability under China's evolving legal framework.

Securities / Derivatives

Thailand Launches Long-term Savings Scheme with Tax Benefits

By Nithya Subramanian | 11/12/2025

The TISA scheme is expected to not only boost personal savings but also strengthen Thailand’s capital markets.

Capital / Liquidity

China Cuts Capital Charges for Insurers to Spur Long-Term Equity Investment

By Mark Johnston | 10/12/2025

The NFRA has lowered risk weightings for insurers’ stock holdings to cultivate “patient capital.”

Fintech / Regtech

Japan Exchange Group Launches AI-Powered Disclosure Search Service

By Sanday Chongo Kabange | 10/12/2025

The new tool, developed by JPXI, aims to improve the analysis of corporate disclosures for investors and listed companies using generative AI.

Securities / Derivatives

China to Expand ABS and REIT Markets into Strategic Sectors

By Manesh Samtani | 10/12/2025

Regulators plan to expand asset securitisation into new sectors like data assets and green energy, while strengthening oversight and risk management.