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Enforcement
SEBI Bars Former Director of IIFL Securities for Front Running Stocks
By Nithya Subramanian | 22/06/2025
Sanjiv Bhasin and 11 others allegedly engaged in front-running by trading stocks ahead of public recommendations made on television and social media.
Securities / Derivatives
China Tightens Bond Underwriting Rules to Curb Unfair Pricing
By Mark Johnston | 22/06/2025
NAFMII moves to boost transparency in China’s bond market, targeting fee abuse and profit transfers.
Securities / Derivatives
Colombo Stock Exchange Set to Launch New CCP Next Month
By Duruthu E Chandrasekera | 21/06/2025
The introduction of the CCP is expected to bring several key benefits, including eliminating counterparty default risk and enabling netting of trades.
Securities / Derivatives
SEBI Board Approves Raft of Capital Market Reform Measures
By Nithya Subramanian | 20/06/2025
The measures will ease IPO norms, streamline institutional placements disclosures, and relax requirements for FPIs that exclusively invest in G-Secs.
Enforcement
SFC Suspends CEO of Freeman Commodities for Supervisory Failures
By Sanday Chongo Kabange | 20/06/2025
The SFC said the former RO and MiC failed to ensure his firm maintained appropriate standards of conduct and adhered to proper procedures.
Enforcement
SFC Imposes 3-Year Ban on Former Licensee Over Wash Trades
By Sanday Chongo Kabange | 20/06/2025
The former licensed representative of Cinda International Securities executed a total of 109 matched or wash trades in nine stocks, the SFC said.
Big Picture
FSB Flags Vulnerabilities in Non-Bank Commercial Real Estate Investors
By Manesh Samtani | 20/06/2025
FSB identifies liquidity mismatches, leverage, and valuation opacity as key vulnerabilities in non-bank commercial real estate investors.
Market Infrastructure
Hong Kong ‘Actively Pursuing’ Closer Integration With Mainland
By Sanday Chongo Kabange | 20/06/2025
Hong Kong will continue to explore further enhancements to the WMC scheme and ways to broaden Hong Kong professionals’ entry into the Mainland market.
Capital / Liquidity
Korea Amends Rules to Support ABS Issuance by KODIT
By Thisanka Siripala | 19/06/2025
The Credit Guarantee Fund will be able to use its own accounts to purchase the unsold portion of its asset-backed securities.
Securities / Derivatives
SEBI Decides on Expiry Days for Equity Derivatives Contracts
By Nithya Subramanian | 19/06/2025
SEBI assigned Tuesday as the expiry day for all weekly index derivatives contracts of the NSE and Thursday for BSE contracts.
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