SECURITIES / DERIVATIVES

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    Enforcement

    SEBI Bars Former Director of IIFL Securities for Front Running Stocks

    By Nithya Subramanian | 22/06/2025

    Sanjiv Bhasin and 11 others allegedly engaged in front-running by trading stocks ahead of public recommendations made on television and social media.

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    Securities / Derivatives

    China Tightens Bond Underwriting Rules to Curb Unfair Pricing

    By Mark Johnston | 22/06/2025

    NAFMII moves to boost transparency in China’s bond market, targeting fee abuse and profit transfers.

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    Securities / Derivatives

    Colombo Stock Exchange Set to Launch New CCP Next Month

    By Duruthu E Chandrasekera | 21/06/2025

    The introduction of the CCP is expected to bring several key benefits, including eliminating counterparty default risk and enabling netting of trades.

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    Securities / Derivatives

    SEBI Board Approves Raft of Capital Market Reform Measures

    By Nithya Subramanian | 20/06/2025

    The measures will ease IPO norms, streamline institutional placements disclosures, and relax requirements for FPIs that exclusively invest in G-Secs.

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    Enforcement

    SFC Suspends CEO of Freeman Commodities for Supervisory Failures

    By Sanday Chongo Kabange | 20/06/2025

    The SFC said the former RO and MiC failed to ensure his firm maintained appropriate standards of conduct and adhered to proper procedures.

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    Enforcement

    SFC Imposes 3-Year Ban on Former Licensee Over Wash Trades

    By Sanday Chongo Kabange | 20/06/2025

    The former licensed representative of Cinda International Securities executed a total of 109 matched or wash trades in nine stocks, the SFC said.

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    Big Picture

    FSB Flags Vulnerabilities in Non-Bank Commercial Real Estate Investors

    By Manesh Samtani | 20/06/2025

    FSB identifies liquidity mismatches, leverage, and valuation opacity as key vulnerabilities in non-bank commercial real estate investors.

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    Market Infrastructure

    Hong Kong ‘Actively Pursuing’ Closer Integration With Mainland

    By Sanday Chongo Kabange | 20/06/2025

    Hong Kong will continue to explore further enhancements to the WMC scheme and ways to broaden Hong Kong professionals’ entry into the Mainland market.

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    Capital / Liquidity

    Korea Amends Rules to Support ABS Issuance by KODIT

    By Thisanka Siripala | 19/06/2025

    The Credit Guarantee Fund will be able to use its own accounts to purchase the unsold portion of its asset-backed securities.

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    Securities / Derivatives

    SEBI Decides on Expiry Days for Equity Derivatives Contracts

    By Nithya Subramanian | 19/06/2025

    SEBI assigned Tuesday as the expiry day for all weekly index derivatives contracts of the NSE and Thursday for BSE contracts.

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