Securities / Derivatives

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    AML / KYC

    SEBI Approves Shorter IPO Timeline, New FPI Disclosures

    By Editors | 29/06/2023

    IPOs can list within three days instead of the current six days. FPIs will have to disclose additional information on ownership and control.

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    Securities / Derivatives

    SFC to Further Enhance Market Connectivity With Mainland

    By Manesh Samtani | 28/06/2023

    SFC chief Julia Leung said at an ASIFMA event that new Mainland-based derivatives contracts will be launched in Hong Kong.

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    Securities / Derivatives

    Philippines Launches Dollar-Peso Cross Currency Swap Market

    By Editors | 28/06/2023

    Dollar-peso cross currency swaps involve a Philippines peso fixed rate and a SOFR-based US dollar floating swap.

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    Securities / Derivatives

    HKEX Says New IPO Settlement Platform Will Launch in October

    By Manesh Samtani | 28/06/2023

    HKEX has completed external user testing for the launch of FINI, which will shorten IPO settlement times from five to two days.

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    Market Infrastructure

    ASX CHESS Replacement Project Under Continued Scrutiny

    By Sanday Chongo Kabange | 28/06/2023

    ASIC chair Joe Longo said ASX had an “engagement problem” and that officials were working to boost oversight of the CHESS replacement project.

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    Big Picture

    China Pension Market Growth Depends on Regulation Reforms – Report

    By Manesh Samtani | 28/06/2023

    ASIFMA and KPMG said in a joint report that China’s pension system reforms will create new opportunities for global asset managers.

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    Market Infrastructure

    SEBI to Introduce ‘UPI Block Facility’ for Equity Trading

    By Editors | 26/06/2023

    The facility allows investors to use blocked funds in their bank accounts for trading, instead of transferring them to the stock broker upfront.

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    Securities / Derivatives

    IOSCO Seeks Feedback on Goodwill to Improve Accounting Standards

    By Ranamita Chakraborty | 26/06/2023

    Feedback received will play a crucial role in shaping IOSCO’s recommendations for regulators, auditors, issuers, and those responsible for governance.

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    ESG / Sustainability

    ICMA Issues Updates to Guidelines and Principles

    By Ranamita Chakraborty | 26/06/2023

    The ICMA’s climate transition finance handbook and sustainability-linked bond principles were updated, along with the release of additional guidance.

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    Securities / Derivatives

    SET to Revamp Listing Rules and Enhance Supervision of Issuers

    By Mark Johnston | 25/06/2023

    The SET and MAI requirements will be more closely aligned, and the rules on delistings and backdoor listings will be tightened.

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