ADVERTISEMENT
Securities / Derivatives
Market Infrastructure
IDX Seeks to Secure Dual-Listing Arrangement with HKEX
By Editors | 01/03/2023
IDX is seeking a mechanism to allow Indonesian start-ups, state-owned enterprises, and index ETFs to list in Hong Kong.
Market Infrastructure
LSEG, SZSE Agree to Collaborate on Capital Markets Development
By Editors | 01/03/2023
LSEG and SZSE will collaborate on product innovation, depository receipts, and index development, among other areas.
AML / KYC
SEBI Revisits Plans to Create Database of FPI Beneficial Owners
By Editors | 01/03/2023
SEBI is considering requiring depositories, depository participants, and custodians to feed beneficial ownership information into a central database.
Securities / Derivatives
HKEX to Commence FINI External User Testing from 1 March
By Editors | 28/02/2023
External user testing will occur between 1 March and 19 May. The new web-based platform will officially roll out later this year.
Securities / Derivatives
China: New Rules for Private Fund Industry to Take Effect in May
By Editors | 28/02/2023
Private equity and hedge fund managers will need at least CNY 10 million in paid-in capital to operate, about five times more than the existing requirements.
Securities / Derivatives
Taiwan FSC Announcing Easing of Short Selling Restrictions
By Editors | 28/02/2023
The FSC has eased the limit on the volume of intraday securities lending orders and lowered short-sale margin requirements.
Fintech / Regtech
BondEvalue Approved to Operate Fractional Bond Exchange in GIFT City
By Editors | 28/02/2023
GIFT City members and their clients will be able to access institutional-grade USD bonds via BondbloX Exchange.
Enforcement
US SEC Penalises SPAC for Allowing Embezzlement by CFO
By Editors | 27/02/2023
A lack of internal controls and oversight allowed the SPAC’s CFO to misappropriate cash and falsify financial reports for over a year.
Securities / Derivatives
HKEX to Adjust Rules to Support CSRC’s New Overseas Listing Regime
By Editors | 27/02/2023
Listing applicants from the Mainland will have to submit to HKEX a notification issued by the CSRC confirming their completion of Mainland’s filing procedures.
Market Infrastructure
Stock Connect Trading Calendars Adjustments to Take Effect in April
By Editors | 27/02/2023
The trading calendar enhancements will add more than ten trading days to northbound and southbound Connect each year.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.