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Market Infrastructure
Taiwan FSC Urges ListCos, Brokers to Bolster Cyber Defences
By Editors | 14/02/2022
The regulator is encouraging listed companies and securities firms to share information security information to achieve greater effectiveness in their cyber defences.
Market Infrastructure
ASX Proposes Changes to Rules on Investment Loss Allocation
By Editors | 14/02/2022
The changes relate to the allocation of US settlement bank investment losses that arise from the inclusion of variation margin exposures in ASX Clear (Futures) overnight margin calls.
Securities / Derivatives
Thailand SEC Approves Rules for New SME Board
By Editors | 14/02/2022
The LiVE Exchange will provide a new channel for SMEs and startups to raise capital. Only qualified investors will be allowed to participate in trading.
Securities / Derivatives
RBI Finalises Master Directions for Credit Derivatives Market
By Manesh Samtani | 14/02/2022
The revised directions are aimed at helping to develop more liquidity in the corporate bond market, especially for the bonds of lower-rated issuers.
Market Infrastructure
PBOC Issues New Bond Lending Rules for Interbank Market
By Editors | 14/02/2022
Financial institutions and foreign banks participating in the bond lending system must sign a master agreement, which NAFMII is tasked with developing.
Enforcement
Prosecutors Drop Criminal Cartel Case Against Citi, Deutsche
By Editors | 13/02/2022
Australia’s top prosecutor concluded that there were no longer reasonable prospects of convicting Citigroup, Deutsche Bank and four former executives.
Securities / Derivatives
SEBI Revises Format for Abridged Prospectus Disclosures
By Editors | 13/02/2022
The format has been revised to offer greater simplicity, clarity and consistency in the disclosures, and to ensure additional critical information is provided to investors.
ESG / Sustainability
Credible Data for a Sustainable Future
By Ashley Alder | 13/02/2022
Ashley Alder, Chair of IOSCO and CEO of the HK SFC, calls for greater consistency and transparency for ESG ratings and data.
Securities / Derivatives
PBOC Official Calls Out ‘Illegal’ Foreign Investment Channels
By Darien Choong | 13/02/2022
The PBOC’s Sun Tianqi has warned domestic securities firms against using their offshore units to facilitate cross-border securities trading.
Market Infrastructure
IDX to Enhance Stock Options Trading Infrastructure
By Editors | 13/02/2022
IDX has suspended stock options trading in the interim. It is also planning to launch new ETF, futures and structured warrant products this year.
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