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Securities / Derivatives
China: Dalian Exchange Launches Trading in Soybean, Soyoil Options
By Editors | 10/08/2022
The new contracts will help firms to meet their risk management needs and also support the high-quality development of the related sectors, the CSRC said.
Capital / Liquidity
BSEC Secures Pledge from Brokers to Support Stock Market
By Manesh Samtani | 10/08/2022
Merchant bankers also agreed to provide support. Listed companies were asked to form market-making subsidiaries. Bangladesh Bank amended its rules on calculating bank exposure limits.
Market Infrastructure
China Regulators Concerned of Shadow Banking Resurgence
By Editors | 09/08/2022
China’s National Audit Office has been reviewing the books of at least 20 trust firms. The CBIRC is strengthening its risk monitoring.
AML / KYC
Russia Bars Asset Sales by Investors from Unfriendly Nations
By Editors | 09/08/2022
A presidential decree prevents investors from so-called unfriendly countries from selling their stakes in banks, strategic entities, and other projects.
AML / KYC
SEBI Issues Rules on Trading Account Deactivation for Inadequate KYC
By Editors | 09/08/2022
Trading or demat accounts will be automatically deactivated if a show-cause notice or order issued by SEBI is undeliverable at the addresses mentioned in KYC records.
Enforcement
Taiwan FSC Penalises Eastspring for Violations by Former CIO
By Editors | 09/08/2022
The former chief investment officer used “another person’s account” to trade the same stock that was being traded by Eastspring.
Securities / Derivatives
Japan QUICK Corp to Disseminate Real Time ODX Data
By Editors | 09/08/2022
QUICK Corp will disseminate real time market information obtained from Osaka Digital Exchange’s Proprietary Trading System for listed securities.
Securities / Derivatives
SEHK Migrates Systems to New SSE Trading Gateway
By Editors | 09/08/2022
The Shanghai Stock Exchange’s new trading gateway was introduced to “ensure the safe and compliant operation of member transactions and related systems” and prevent trading risks.
Market Infrastructure
SEBI Forms Dedicated Committee to Advice on FPI Policy
By Editors | 09/08/2022
The committee will advise increasing FPI participation in Indian markets. FPIs are currently coping with a transition to T+1 settlement in the country.
Securities / Derivatives
HKEX Launches Compression Service for OTC Derivatives
By Editors | 08/08/2022
OTC Clear’s multilateral compression service was introduced on Monday in cooperation with TriOptima.
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