SECURITIES / DERIVATIVES

    Securities / Derivatives

    Taiwan FSC Finalises Rule Relaxations for Investment Funds

    By Editors | 09/01/2022

    Greater flexibility is provided for investments in IPO stocks, low-unrated and rated and unrated bonds, and CoCo and TLAC bonds.

    Market Infrastructure

    HKEX to Launch Derivatives Holiday Trading by Easter

    By Manesh Samtani | 07/01/2022

    All MSCI futures and options will be included as the first batch of Holiday Trading Products. A market readiness test will be held in late February 2022.

    Securities / Derivatives

    SEBI Finalises Tighter Rules on Use of IPO Proceeds

    By Editors | 06/01/2022

    Anchor investors can only sell 50 percent of their allocated shares after 30 days. The remaining portion has a 90-day lock-in period.

    Securities / Derivatives

    Thai SEC Allows Mutual Funds to Use Three-tiered Investment

    By Mark Johnston | 06/01/2022

    Three-tiered investment will increase flexibility for asset management companies and enable them to manage their asset allocation more efficiently, the SEC said.

    Securities / Derivatives

    RBI Introduces New Market Making Scheme for G-sec Market

    By Sanday Chongo Kabange | 06/01/2022

    The market-making scheme will ensure quotes are available to retail investors using the RBI Retail Direct Scheme to buy and sell G-secs.

    Enforcement

    Malaysia SC Charges Serba Dinamik Execs for False Disclosure

    By Ranamita Chakraborty | 06/01/2022

    Four executives of oil and gas engineering company Serba Dinamik have been charged for submitting a false statement to Bursa Malaysia.

    Market Infrastructure

    China’s Rules on Cybersecurity Reviews to Take Effect in Mid-Feb

    By Manesh Samtani | 06/01/2022

    The final rules, proposed in July, require companies holding personal data of more than one million users to undergo a cybersecurity review before they can list overseas.

    Securities / Derivatives

    FSC Korea Outlines Plans to Launch Second ‘New Deal’ Fund

    By Sanday Chongo Kabange | 05/01/2022

    A private fund manager will be selected to manage 20% of the fund, which will prioritise investment in carbon net zero initiatives and local New Deal sectors.

    Enforcement

    Singapore Police, MAS Launch Probe into Unlicensed Trading Platform

    By Editors | 05/01/2022

    Three arrests have been made amid suspicions that “irregular trading activities have been carried out on the platform”.

    ESG / Sustainability

    The Golden Thread Running Through Sustainability

    By Michael Tang | 05/01/2022

    Michael Tang discusses SGX’s progressive approach to sustainability reporting, and the need for boards to consider what is best suited for the business, its operations and stakeholders.

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