SECURITIES / DERIVATIVES

Securities / Derivatives

Taiwan Tightens Listed Company Rules on Related Party Transactions

By Darien Choong | 13/11/2021

Listed companies will need to seek approval from their shareholders for related party transactions worth more than 10% of company assets.

Market Infrastructure

India’s CDSL Exposes Data from 44 Million Investors – Reports

By Ranamita Chakraborty | 13/11/2021

Information security consultant CyberX9 said CDSL took seven days to fix the initial vulnerability when it could have been fixed within two hours.

Enforcement

SFC Bans Two Ex-Licensees Over Use of Client Accounts

By Editors | 12/11/2021

One former representative effected discretionary trades in clients’ accounts without authorisation. The other traded his own stocks from a client’s accounts.

Securities / Derivatives

More than 400 VCCs Established in Singapore to Date: MAS

By Editors | 11/11/2021

As of mid-October, about 300 asset managers have incorporated or re-domiciled more than 400 VCCs in Singapore.

Securities / Derivatives

SEBI to Consider Opening Up Commodity Market to FPIs

By Editors | 10/11/2021

Currently FPIs can participate in the exchange-traded commodity derivatives only if they have actual exposure through exports and imports.

Securities / Derivatives

Taiwan FSC Directs Fund Managers to Review Arms-related Exposure

By Darien Choong | 10/11/2021

Fund managers are asked to review their offshore funds, including funds sold in China, and disclose exposures to weapons-related industries.

Securities / Derivatives

JPX Introduces New Education Tool for Retail Investors

By Sanday Chongo Kabange | 09/11/2021

The J-Quants project is aimed at providing a platform to help individuals learn about data-driven portfolio analysis and investment methods

Market Infrastructure

India Recalibrates Approach to Shortening Settlement Cycle

By Editors | 09/11/2021

T+1 settlement will now be introduced in a phased manner, starting with the smallest stocks on 25 February, and ending with the biggest stocks around January 2023.

Market Infrastructure

HKEX Proposes April 2022 Launch of Derivatives Holiday Trading

By Manesh Samtani | 09/11/2021

HKEX proposes to only allow Holiday Trading Participants access to Holiday Trading Products, i.e. non-HKD futures and options, even on regular business days.