Securities / Derivatives

Enforcement

China's Kangde Xin Fraud Case Puts Financial Firms in Legal Crosshairs

By Editors | 11/12/2025

A CNY 4.1 billion class-action lawsuit against the delisted firm and its advisors tests accountability under China's evolving legal framework.

Securities / Derivatives

Thailand Launches Long-term Savings Scheme with Tax Benefits

By Nithya Subramanian | 11/12/2025

The TISA scheme is expected to not only boost personal savings but also strengthen Thailand’s capital markets.

Capital / Liquidity

China Cuts Capital Charges for Insurers to Spur Long-Term Equity Investment

By Mark Johnston | 10/12/2025

The NFRA has lowered risk weightings for insurers’ stock holdings to cultivate “patient capital.”

Fintech / Regtech

Japan Exchange Group Launches AI-Powered Disclosure Search Service

By Sanday Chongo Kabange | 10/12/2025

The new tool, developed by JPXI, aims to improve the analysis of corporate disclosures for investors and listed companies using generative AI.

Securities / Derivatives

China to Expand ABS and REIT Markets into Strategic Sectors

By Manesh Samtani | 10/12/2025

Regulators plan to expand asset securitisation into new sectors like data assets and green energy, while strengthening oversight and risk management.

Securities / Derivatives

SFC, HKEX Direct Investment Banks to Ensure Quality of IPO Applications

By Sanday Chongo Kabange | 10/12/2025

The SFC and HKEX have reportedly told investment banks to maintain standards as a surge in IPOs raises concerns about overstretched resources.

Securities / Derivatives

S. Korean Lawmakers Propose Measures to Strengthen KOSDAQ Market

By Mark Johnston | 10/12/2025

Lawmakers and industry experts call for a massive liquidity injection and structural reforms to address the junior bourse’s high volatility and low institutional participation.

Securities / Derivatives

SEBI Issues Rules for Migration to Accredited-Investor AIFs

By Nithya Subramanian | 10/12/2025

The new framework introduces a formal pathway for Accredited Investor–only funds and expands operational flexibilities for Large Value Funds.

Securities / Derivatives

Taiwan FSC Amends Rules to Permit Active ETFs as Warrant Underlyings

By Editors | 10/12/2025

The FSC has amended rules for warrant issuance to include actively managed ETFs as permissible underlying assets for issuers.