Securities / Derivatives

    Crypto / Digital Assets

    ASIC Flags Supply Chain Risk as Key Cyber Resilience Concern

    By Sanday Chongo Kabange | 07/12/2021

    Failure to invest in supply chain risk management could lead to significant consumer harm that might warrant ASIC investigation and action.

    Securities / Derivatives

    Bursa Malaysia Derivatives Launch Night Trading Session

    By Sanday Chongo Kabange | 06/12/2021

    Bursa’s new T+1 night trading session seeks to enhance the competitiveness and attractiveness of Malaysian derivatives markets.

    Big Picture

    ISDA Calls for Legal Clarity on Voluntary Carbon Credits

    By Sanday Chongo Kabange | 06/12/2021

    Legal clarity across jurisdictions would support the drafting of standardised documentation for a voluntary carbon credit OTC derivatives market.

    Securities / Derivatives

    Citigroup Applies to CSRC for China Securities Licence

    By Editors | 06/12/2021

    Citigroup reportedly plans to also apply for a futures licence in China in the coming months.

    Market Infrastructure

    FSB Reports Further Progress on OTC Derivatives Reforms

    By Editors | 05/12/2021

    15 out of 24 FSB member jurisdictions have implemented higher capital requirements for non-centrally cleared derivatives, compared to just 8 in 2020.

    Securities / Derivatives

    China Regulators Grow Increasingly Cautious of Quant Funds

    By Editors | 05/12/2021

    AMAC has reportedly closed a fast-track channel for quant fund managers, reflecting concerns that algo-based trading can increase volatility and unfairness in markets.

    Securities / Derivatives

    Thai SEC Seeks to Smooth Transition to Mandatory Pension

    By Editors | 05/12/2021

    The SEC proposes changes to reduce the chance of voluntary provident funds being dissolved or liquidated, which it says could impact THB 1.3 trillion in capital market investments.

    Securities / Derivatives

    SEBI Proposes to Ease Rules on Preferential Share Issuance

    By Editors | 05/12/2021

    The regulator proposes relaxed pricing norms, a shorter lock-in period, and to allow promoters to pledge shares for loans during the lock-in period.

    ESG / Sustainability

    HKEX Launches Net Zero Guide, ESG Metrics on STAGE

    By Editors | 05/12/2021

    The Net Zero Guide will help companies develop a pathway to net-zero. A new equities section on STAGE will provide a consolidated view of ESG ratings from different providers.

    Enforcement

    Shanghai, Shenzhen Bourses Crack Down on Shell Companies

    By Darien Choong | 04/12/2021

    The new delisting system includes an indicator to measure the sustainability and operating ability of a listed company, to help eliminate shell companies.

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