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Enforcement
Westpac to Pay Remediation Over Corporate Actions Failures
By Editors | 04/07/2021
ASIC says it encourages all advice licensees and platform operators to consider their own corporate action management arrangements.
Capital / Liquidity
SEBI Allows Cross Margin Benefits in Commodity Futures Trades
By Editors | 03/07/2021
The move is part of efforts to improve efficiency in the use of the margin capital and enhance market liquidity.
Crypto / Digital Assets
SFC Sets Out Key Priorities in Annual Report
By Manesh Samtani | 03/07/2021
The SFC is implementing a number of projects that seek to leverage new technologies to enhance risk detection and workflow efficiency.
Securities / Derivatives
BOJ Seeks to Stimulate Bond Market Trading Activity
By Editors | 03/07/2021
The BOJ has cut its bond purchase targets, reflecting a desire to make the market more active after its own policy led to stagnant trading.
Securities / Derivatives
SEBI Clarifies Application of Liquidity Risk Rules for Debt Funds
By Editors | 02/07/2021
Liquid assets requirements imposed in November mean that asset allocation limits only apply to the non-liquid portion of portfolios.
Securities / Derivatives
CSRC Includes Carbon Emissions in Revised Disclosure Rules
By Editors | 02/07/2021
Listed companies are required to disclose carbon emissions and environmental impacts, and voluntarily disclose measures to reduce carbon emissions.
Securities / Derivatives
Malaysia to Launch Night Trading in Derivatives by Q4
By Editors | 02/07/2021
Night Trading will enhance price discovery, align Malaysia’s derivatives market with global practices, and attract foreign traders.
Securities / Derivatives
ASIC Consults on Changes to Market Integrity Rules
By Editors | 02/07/2021
Among the changes, the consultation proposes to require market participants to notify ASIC if it suspects a person of engaging in insider trading or manipulative trading.
Securities / Derivatives
Hong Kong: Deutsche Bank IPO Sponsor Licence to Lapse
By Editors | 02/07/2021
Deutsche was meant to replace two departing senior employees and obtain SFC approval for their replacements but a “timing mismatch” occurred.
Crypto / Digital Assets
SC Malaysia Expands Sophisticated Investor Definition
By Editors | 02/07/2021
More investors will be allowed to expand their investment options and issuers will be able to tap into a larger pool of sophisticated investors.
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