Securities / Derivatives

    Enforcement

    Bursa Malaysia Facing Legal Action from Listed Company

    By Sanday Chongo Kabange | 14/11/2021

    Oil and gas engineering group Serba Dinamik alleges Bursa was “acting in excess of power” by requiring the disclosure of findings from a special independent review.

    Securities / Derivatives

    RBI Permits FPIs to Buy Debt Issued by REITs, InvITs

    By Editors | 13/11/2021

    The move will help REITs and InvITs to raise debt at competitive rates, boost institutional investor participation, and improve unit holders’ risk-adjusted returns.

    Securities / Derivatives

    Taiwan Tightens Listed Company Rules on Related Party Transactions

    By Darien Choong | 13/11/2021

    Listed companies will need to seek approval from their shareholders for related party transactions worth more than 10% of company assets.

    Market Infrastructure

    India’s CDSL Exposes Data from 44 Million Investors – Reports

    By Ranamita Chakraborty | 13/11/2021

    Information security consultant CyberX9 said CDSL took seven days to fix the initial vulnerability when it could have been fixed within two hours.

    Enforcement

    SFC Bans Two Ex-Licensees Over Use of Client Accounts

    By Editors | 12/11/2021

    One former representative effected discretionary trades in clients’ accounts without authorisation. The other traded his own stocks from a client’s accounts.

    Securities / Derivatives

    More than 400 VCCs Established in Singapore to Date: MAS

    By Editors | 11/11/2021

    As of mid-October, about 300 asset managers have incorporated or re-domiciled more than 400 VCCs in Singapore.

    Securities / Derivatives

    SEBI to Consider Opening Up Commodity Market to FPIs

    By Editors | 10/11/2021

    Currently FPIs can participate in the exchange-traded commodity derivatives only if they have actual exposure through exports and imports.

    Securities / Derivatives

    Taiwan FSC Directs Fund Managers to Review Arms-related Exposure

    By Darien Choong | 10/11/2021

    Fund managers are asked to review their offshore funds, including funds sold in China, and disclose exposures to weapons-related industries.

    Securities / Derivatives

    JPX Introduces New Education Tool for Retail Investors

    By Sanday Chongo Kabange | 09/11/2021

    The J-Quants project is aimed at providing a platform to help individuals learn about data-driven portfolio analysis and investment methods

    Market Infrastructure

    India Recalibrates Approach to Shortening Settlement Cycle

    By Editors | 09/11/2021

    T+1 settlement will now be introduced in a phased manner, starting with the smallest stocks on 25 February, and ending with the biggest stocks around January 2023.

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