Securities / Derivatives

    Securities / Derivatives

    US SEC Proposes New Rule to Increase Short Selling Transparency

    By Editors | 28/02/2022

    Institutional investment managers will have to report information relating to short positions to the SEC on a monthly basis. The data will be aggregated and made available to the public.

    Securities / Derivatives

    BIS Launches Green Bond Fund Dedicated to APAC Region

    By Editors | 28/02/2022

    This is the third green bond fund launched by the BIS. It will help channel central bank reserves to green projects in the Asia and Pacific region.

    Securities / Derivatives

    US Fed Approves New Trading Rules for Senior Officials

    By Sanday Chongo Kabange | 27/02/2022

    The rules aim to support public confidence in the impartiality and integrity of the FOMC’s work by guarding against “even the appearance of any conflict of interest”.

    Securities / Derivatives

    BSEC Reduces Minimum Investment Limit for SME Boards

    By Editors | 27/02/2022

    The BSEC eased the limit in response to requests from merchant bankers. Stock exchanges are directed to provide registration to investors free of cost.

    Fintech / Regtech

    ICE Makes ‘Strategic Investment’ in Digital Securities Platform tZero

    By Editors | 24/02/2022

    tZERO operates a digital marketplace for unique private assets, public equities, cryptocurrencies, and other digital assets, including NFTs.

    Securities / Derivatives

    RBNZ to Gradually Unwind QE Programme Starting in July

    By Ranamita Chakraborty | 24/02/2022

    Rather than sell bonds back into the secondary market, the RBNZ will sell them to the Treasury at a pace of NZD 5 billion each fiscal year.

    Market Infrastructure

    ANNA Confirms Timeline for Implementing Revised ISIN Standard

    By Editors | 24/02/2022

    A highlight of the revised ISO 6166 ISIN standard is the formal inclusion of LEI, CFI and FISN as part of the minimum data record.

    Securities / Derivatives

    SET Revises Rules to Encourage Listings by Foreign Firms

    By Editors | 24/02/2022

    Foreign companies will now only have to retain financial advisors for 1 year after listing and the quiet period of strategic shareholders has been shortened to 1.5 years.

    Securities / Derivatives

    FSC Korea to Tighten IPO Lockup Rules Starting in March

    By Sanday Chongo Kabange | 23/02/2022

    A staggered lockup contracts system will be introduced to avoid sell orders being concentrated immediately after the end of the usual six-month lockup period.

    Enforcement

    Seoul Court Declares Lime Asset Management Bankrupt

    By Editors | 23/02/2022

    Investors lost an estimated KRW 1.7 trillion. Lime Asset Management has a reported KRW 520 billion in debt, compared to just KRW 19 billion in assets, which will be liquidated.

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