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Big Picture
Corporate Governance Policy Frameworks Need Strengthening: OECD
By Ranamita Chakraborty | 04/07/2021
The OECD says significantly fewer companies are using public equity markets, but that strengthening corporate governance policies and frameworks can help.
Enforcement
Westpac to Pay Remediation Over Corporate Actions Failures
By Editors | 04/07/2021
ASIC says it encourages all advice licensees and platform operators to consider their own corporate action management arrangements.
Capital / Liquidity
SEBI Allows Cross Margin Benefits in Commodity Futures Trades
By Editors | 03/07/2021
The move is part of efforts to improve efficiency in the use of the margin capital and enhance market liquidity.
Crypto / Digital Assets
SFC Sets Out Key Priorities in Annual Report
By Manesh Samtani | 03/07/2021
The SFC is implementing a number of projects that seek to leverage new technologies to enhance risk detection and workflow efficiency.
Securities / Derivatives
BOJ Seeks to Stimulate Bond Market Trading Activity
By Editors | 03/07/2021
The BOJ has cut its bond purchase targets, reflecting a desire to make the market more active after its own policy led to stagnant trading.
Securities / Derivatives
SEBI Clarifies Application of Liquidity Risk Rules for Debt Funds
By Editors | 02/07/2021
Liquid assets requirements imposed in November mean that asset allocation limits only apply to the non-liquid portion of portfolios.
Securities / Derivatives
CSRC Includes Carbon Emissions in Revised Disclosure Rules
By Editors | 02/07/2021
Listed companies are required to disclose carbon emissions and environmental impacts, and voluntarily disclose measures to reduce carbon emissions.
Securities / Derivatives
Malaysia to Launch Night Trading in Derivatives by Q4
By Editors | 02/07/2021
Night Trading will enhance price discovery, align Malaysia’s derivatives market with global practices, and attract foreign traders.
Securities / Derivatives
ASIC Consults on Changes to Market Integrity Rules
By Editors | 02/07/2021
Among the changes, the consultation proposes to require market participants to notify ASIC if it suspects a person of engaging in insider trading or manipulative trading.
Securities / Derivatives
Hong Kong: Deutsche Bank IPO Sponsor Licence to Lapse
By Editors | 02/07/2021
Deutsche was meant to replace two departing senior employees and obtain SFC approval for their replacements but a “timing mismatch” occurred.
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