Securities / Derivatives

    Securities / Derivatives

    SZSE, CSDC Issue New Guidelines on Cash Management Products  

    By Lucy Zhang | 16/08/2020

    The guidelines limit cash management products to investing in only highly liquid assets, among other restrictions, to ensure investors’ rights are protected.

    ESG / Sustainability

    Bursa Malaysia Publishes ESG Scores of Publicly Listed Companies

    By Editors | 16/08/2020

    The availability of ESG ratings will help investors and allow listed companies to benchmark themselves against their peers in terms ESG performance, Bursa Malaysia says.

    Enforcement

    Singapore Police Lay First Charge Against Hin Leong Founder

    By Editors | 16/08/2020

    While investigations into other offences are ongoing, the charge of abetment of forgery for the purpose of cheating carries a punishment of up to ten years’ imprisonment and a fine.

    Market Infrastructure

    Korea Kicks Off First Meeting of New Green Finance Task Force

    By Manesh Samtani | 13/08/2020

    The task force will establish a monitoring system for climate-related financial risks, lead efforts to boost investment in green industries, and promote ESG investing in Korea.

    Securities / Derivatives

    Bursa Malaysia Amends Listing Rules to Protect Shareholders

    By Editors | 13/08/2020

    Disclosures requirements applicable to new issues are enhanced, director independence is strengthened, and transparency on loans linked to controlling shareholders is improved.

    Securities / Derivatives

    Singapore Fund Managers Expect Covid to Accelerate ESG Investing

    By Manesh Samtani | 13/08/2020

    A new survey by IMAS found that two-thirds of Singapore fund managers expect the adoption of ESG investing to accelerate as a result of the Covid-19 pandemic.

    Securities / Derivatives

    SHFE Launches New Options Contracts in Aluminium, Zinc

    By Editors | 13/08/2020

    China has launched 18 commodity options over the past three years. The new aluminum and zinc options traded for the first time on Monday.

    Fintech / Regtech

    Singapore Premiers Blockchain-based Bond Exchange, BBX

    By Sanday Chongo Kabange | 13/08/2020

    BondbloX Bond Exchange uses a permissioned blockchain to enable electronic trading of bonds in $1,000 denominations, with instant settlement and greater price transparency.

    Enforcement

    CSRC Optimises Rules on Administrative Reconciliation

    By Lucy Zhang | 13/08/2020

    The revisions will help to ensure investors are compensated for losses in a timely manner and market order is restored as soon as possible, the CSRC says.

    Enforcement

    SFC Bans Account Exec for 18 Months Over Discretionary Trading

    By Editors | 12/08/2020

    The former China Tonghai Securities account executive effected over 6,000 trades in a client’s account on a discretionary basis for almost 7 years without authorisation.

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