ADVERTISEMENT
Securities / Derivatives
SZSE, CSDC Issue New Guidelines on Cash Management Products
By Lucy Zhang | 16/08/2020
The guidelines limit cash management products to investing in only highly liquid assets, among other restrictions, to ensure investors’ rights are protected.
ESG / Sustainability
Bursa Malaysia Publishes ESG Scores of Publicly Listed Companies
By Editors | 16/08/2020
The availability of ESG ratings will help investors and allow listed companies to benchmark themselves against their peers in terms ESG performance, Bursa Malaysia says.
Enforcement
Singapore Police Lay First Charge Against Hin Leong Founder
By Editors | 16/08/2020
While investigations into other offences are ongoing, the charge of abetment of forgery for the purpose of cheating carries a punishment of up to ten years’ imprisonment and a fine.
Market Infrastructure
Korea Kicks Off First Meeting of New Green Finance Task Force
By Manesh Samtani | 13/08/2020
The task force will establish a monitoring system for climate-related financial risks, lead efforts to boost investment in green industries, and promote ESG investing in Korea.
Securities / Derivatives
Bursa Malaysia Amends Listing Rules to Protect Shareholders
By Editors | 13/08/2020
Disclosures requirements applicable to new issues are enhanced, director independence is strengthened, and transparency on loans linked to controlling shareholders is improved.
Securities / Derivatives
Singapore Fund Managers Expect Covid to Accelerate ESG Investing
By Manesh Samtani | 13/08/2020
A new survey by IMAS found that two-thirds of Singapore fund managers expect the adoption of ESG investing to accelerate as a result of the Covid-19 pandemic.
Securities / Derivatives
SHFE Launches New Options Contracts in Aluminium, Zinc
By Editors | 13/08/2020
China has launched 18 commodity options over the past three years. The new aluminum and zinc options traded for the first time on Monday.
Fintech / Regtech
Singapore Premiers Blockchain-based Bond Exchange, BBX
By Sanday Chongo Kabange | 13/08/2020
BondbloX Bond Exchange uses a permissioned blockchain to enable electronic trading of bonds in $1,000 denominations, with instant settlement and greater price transparency.
Enforcement
CSRC Optimises Rules on Administrative Reconciliation
By Lucy Zhang | 13/08/2020
The revisions will help to ensure investors are compensated for losses in a timely manner and market order is restored as soon as possible, the CSRC says.
Enforcement
SFC Bans Account Exec for 18 Months Over Discretionary Trading
By Editors | 12/08/2020
The former China Tonghai Securities account executive effected over 6,000 trades in a client’s account on a discretionary basis for almost 7 years without authorisation.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team