ADVERTISEMENT
AML / KYC
SEBI Consults on Creation of Accredited Investor Class
By Ranamita Chakraborty | 04/03/2021
SEBI says the new investor classification can help it to focus its regulatory resources on investors that need more protection and facilitate innovation in the securities market.
Securities / Derivatives
CSRC Revises Rules on Corporate Bond Issuance, Ratings
By Editors | 04/03/2021
Companies will no longer be required to engage a rating agency and obtain a credit rating before they issue bonds for sale on the public market.
Securities / Derivatives
UK to Issue First Sovereign Green Bonds for Retail Investors
By Sanday Chongo Kabange | 03/03/2021
The savings bonds will fund projects in areas such as renewable energy and clean transportation and will go on sale to retail investors this year.
Securities / Derivatives
TWSE Lowers Investment Threshold for New Innovation Board
By Sanday Chongo Kabange | 03/03/2021
Individuals with a net worth of TWD 10 million will be allowed to invest in TIB-listed firms, down from the TWD 30 million minimum that was earlier planned.
Securities / Derivatives
SSE, SZSE Agree Mechanism for NEEQ Firms to Transfer Listings
By Sanday Chongo Kabange | 03/03/2021
NEEQ-listed companies that have total equity of at least CNY 30 million and at least 1,000 shareholders can transfer to the SSE STAR Market or the SZSE’s GEM board.
Securities / Derivatives
SFC Greenlights Appointment of Nicolas Aguzin as HKEX CEO
By Editors | 03/03/2021
The SFC gave its approval for Aguzin’s appointment on Tuesday after vetting him against its fit and proper criteria.
ESG / Sustainability
UK to Launch Post-Brexit Carbon Trading Scheme in May
By ESG Investor | 02/03/2021
The UK’s emissions trading scheme is “unlikely” to diverge too much from the EU’s regime, says Hæge Fjellheim, Head of Carbon Research at Refinitiv.
Securities / Derivatives
SFC, HKEX Directed to Explore SPAC Listings in Hong Kong
By Editors | 02/03/2021
Financial Secretary Paul Chan has directed the SFC and HKEX to study the feasibility of listing SPACs in Hong Kong.
Securities / Derivatives
Japan FSA Set to Revise Corporate Governance Code
By Editors | 02/03/2021
The new code will require listed companies to have more independent board directors, promote management diversity, and improve environmental disclosures.
Securities / Derivatives
SEBI Drafts New Rules for Independent Directors of Listed Companies
By Editors | 02/03/2021
SEBI proposes to introduce a ‘dual approval’ system where appointments of independent directors must be approved by both majority and minority shareholders.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.