Securities / Derivatives

    AML / KYC

    SEBI Consults on Creation of Accredited Investor Class

    By Ranamita Chakraborty | 04/03/2021

    SEBI says the new investor classification can help it to focus its regulatory resources on investors that need more protection and facilitate innovation in the securities market.

    Securities / Derivatives

    CSRC Revises Rules on Corporate Bond Issuance, Ratings

    By Editors | 04/03/2021

    Companies will no longer be required to engage a rating agency and obtain a credit rating before they issue bonds for sale on the public market.

    Securities / Derivatives

    UK to Issue First Sovereign Green Bonds for Retail Investors

    By Sanday Chongo Kabange | 03/03/2021

    The savings bonds will fund projects in areas such as renewable energy and clean transportation and will go on sale to retail investors this year.

    Securities / Derivatives

    TWSE Lowers Investment Threshold for New Innovation Board

    By Sanday Chongo Kabange | 03/03/2021

    Individuals with a net worth of TWD 10 million will be allowed to invest in TIB-listed firms, down from the TWD 30 million minimum that was earlier planned.

    Securities / Derivatives

    SSE, SZSE Agree Mechanism for NEEQ Firms to Transfer Listings

    By Sanday Chongo Kabange | 03/03/2021

    NEEQ-listed companies that have total equity of at least CNY 30 million and at least 1,000 shareholders can transfer to the SSE STAR Market or the SZSE’s GEM board.

    Securities / Derivatives

    SFC Greenlights Appointment of Nicolas Aguzin as HKEX CEO

    By Editors | 03/03/2021

    The SFC gave its approval for Aguzin’s appointment on Tuesday after vetting him against its fit and proper criteria.

    ESG / Sustainability

    UK to Launch Post-Brexit Carbon Trading Scheme in May

    By ESG Investor | 02/03/2021

    The UK’s emissions trading scheme is “unlikely” to diverge too much from the EU’s regime, says Hæge Fjellheim, Head of Carbon Research at Refinitiv.

    Securities / Derivatives

    SFC, HKEX Directed to Explore SPAC Listings in Hong Kong

    By Editors | 02/03/2021

    Financial Secretary Paul Chan has directed the SFC and HKEX to study the feasibility of listing SPACs in Hong Kong.

    Securities / Derivatives

    Japan FSA Set to Revise Corporate Governance Code

    By Editors | 02/03/2021

    The new code will require listed companies to have more independent board directors, promote management diversity, and improve environmental disclosures.

    Securities / Derivatives

    SEBI Drafts New Rules for Independent Directors of Listed Companies

    By Editors | 02/03/2021

    SEBI proposes to introduce a ‘dual approval’ system where appointments of independent directors must be approved by both majority and minority shareholders.

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