Securities / Derivatives

    Enforcement

    NAFMII Identifies Regulatory Breaches at Haitong Securities

    By Editors | 14/01/2021

    The breaches have been reported to the PBOC and CSRC, which are likely to issue penalties to Haitong Securities and its subsidiaries.

    Securities / Derivatives

    BSEC to Form Market Stabilisation Fund with Unclaimed Dividends

    By Editors | 14/01/2021

    Listed companies in Bangladesh have unclaimed cash and stock dividends worth about $2.5bn, which will be used to support the capital market.

    Securities / Derivatives

    Taiwan Central Bank Probes for Suspected Currency Speculation

    By Editors | 14/01/2021

    The Taiwan dollar is up 1.4% against the US dollar this year, raising concerns from the government that Taiwan could be labelled a manipulator by the US.

    Securities / Derivatives

    UPDATED – Tokyo Bourse Sets Launch Date for CONNEQTOR Platform

    By Editors | 14/01/2021

    The platform has been in development as part of efforts to improve the liquidity of ETFs and improve convenience for institutional investors.

    Securities / Derivatives

    State Street to Resume Buying Sanctioned Stocks for Tracker Fund

    By Editors | 14/01/2021

    Two days after State Street said it would not be able to buy shares in US-sanctioned stocks, the company has said it will resume these investments to continue tracking the Hang Seng Index.

    Securities / Derivatives

    China Enhances Market Maker Rules for Interbank FX Market

    By Editors | 13/01/2021

    SAFE has lowered the entry threshold for firms looking to participate in market making in the interbank foreign exchange market.

    ESG / Sustainability

    ESG Investing Seen As Key Growth Driver for Singapore Fund Managers

    By Manesh Samtani | 13/01/2021

    86% of Singapore fund managers highlighted ESG investing as a key growth driver, up from 68% in the previous year, according to survey findings from IMAS.

    Sanctions

    HKMA May Replace State Street as Manager of Tracker Fund

    By Editors | 13/01/2021

    State Street will no longer be able to buy shares in companies sanctioned by the US, including China Mobile and China Unicom.

    ESG / Sustainability

    ISDA Catalogues Universe of ESG-related Derivatives

    By Editors | 13/01/2021

    The derivatives markets can play an essential role in facilitating the transition to a sustainable economy, ISDA says in a new paper.

    ESG / Sustainability

    SGX RegCo Chief Outlines Work Programme for H1 2021

    By Manesh Samtani | 13/01/2021

    SGX RegCo chief Boon Gin Tan outlined timelines for enhancements to its enforcement framework, sustainability reporting rules, and retail bonds framework, among other initiatives.

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