Securities / Derivatives

Securities / Derivatives

China Hits Private Fund with Record CNY 41M Fine for Systemic Fraud

By Mark Johnston | 28/01/2026

Regulators impose a record penalty and lifetime ban for a scheme involving market manipulation, misappropriated funds, and a vast fundraising network.

Enforcement

SHFE Imposes Trading Curbs on 16 Firms Trading Metals Markets

By Mark Johnston | 28/01/2026

The Shanghai exchange has imposed trading curbs on 16 clients and tightened position limits, sending tin prices tumbling.

Securities / Derivatives

RBI, ESMA Sign Pact to End Dispute Over CCP Supervision

By Manesh Samtani | 28/01/2026

The agreement allows Indian central counterparties to re-apply for EU recognition, resolving a long-standing impasse over regulatory oversight.

Securities / Derivatives

FIX Tackles 24-Hour US Trading Impact on Global Investors

By Editors | 28/01/2026

A new working group will address regulatory and operational hurdles for APAC firms as US exchanges move towards round-the-clock trading.

ESG / Sustainability

HKEX and Brazil's B3 Forge Alliance on Carbon Markets, Sustainable Finance

By Sanday Chongo Kabange | 28/01/2026

The exchange operators will explore potential equity cross-listings and the development of new carbon and ESG products across Asia and South America.

Securities / Derivatives

Shanghai Rolls Out 18-point Roadmap to Cement Global Metals Pricing Influence

By Mark Johnston | 28/01/2026

Authorities in China’s financial hub unveil measures to integrate futures and spot markets, aiming to align pricing power with the nation’s dominance in production and consumption.

Securities / Derivatives

Singapore Governance Advocates Launch New Body to Rival SID

By Nithya Subramanian | 28/01/2026

New corporate governance organisation aims to enhance board effectiveness, practical oversight skills, and fiduciary accountability across the region.

Crypto / Digital Assets

Japan FSA to Propose Allowing Crypto ETFs on Stock Exchange

By Sanday Chongo Kabange | 27/01/2026

Regulators are considering legal and tax reforms that would allow crypto ETFs, with major financial firms already preparing products.

Securities / Derivatives

India’s PFRDA Sets Up Expert Panel to Revamp Investment Rules

By Nithya Subramanian | 27/01/2026

The focus will be on strategic asset allocation, risk governance, diversification and long-term retirement outcomes.