Securities / Derivatives

    Securities / Derivatives

    India's Audit Regulators to Create New Coordination Framework

    By Nithya Subramanian | 18/03/2026

    The move follows public friction and aims to improve audit quality, clarify enforcement roles, and streamline information sharing between the bodies.

    Securities / Derivatives

    IOSCO Updates Guidance on Non-GAAP Financial Measures

    By Editors | 18/03/2026

    IOSCO issued new recommendations for issuers on the use of alternative performance measures outside of financial statements.

    Securities / Derivatives

    India’s NSE Launches New Gold Futures to Boost Retail Trading

    By Nithya Subramanian | 18/03/2026

    The new 10-gram gold futures contract is aimed at attracting small traders to the futures markets, which have been dominated by larger institutional players.

    Securities / Derivatives

    India’s IFSCA Proposes Rule Changes for Credit Rating Agencies

    By Nithya Subramanian | 17/03/2026

    The new consultation paper outlines stricter withdrawal protocols, enhanced record-keeping mandates, and transparency requirements for private and unsolicited ratings within GIFT City.

    Securities / Derivatives

    China Overhauls Fund Disclosure Rules to Emphasise Long-Term Value

    By Mark Johnston | 17/03/2026

    New CSRC guidelines mandate the disclosure of investor profitability ratios and stock turnover rates to tackle short-termism.

    Securities / Derivatives

    SEBI to Overhaul Adviser Rules Amid Rise of 'Finfluencers'

    By Manesh Samtani | 17/03/2026

    SEBI plans a digital platform, a new penalty framework, and a review of distributor rules to combat a decline in registered advisers.

    Securities / Derivatives

    Korea Moves to Ban Subsidiary IPOs to Tackle 'Korea Discount'

    By Editors | 17/03/2026

    The government plans to prohibit dual listings to protect shareholders, though the details are not yet finalised.

    Securities / Derivatives

    South Korea to Expand Special Police Powers to Speed Up Stock Probes

    By Nithya Subramanian | 17/03/2026

    The FSC and FSS propose broader fast-track investigations and oversight reforms to speed enforcement against unfair trading.

    Securities / Derivatives

    Sri Lanka SEC Details Regulatory Framework Under New Act

    By Editors | 17/03/2026

    Regulator outlined a master plan to modernise the capital market, focusing on investor protection, transparency, and global alignment.

    Securities / Derivatives

    Korea's IBK Drives KOSDAQ Reform with Dual-Track Push

    By Mark Johnston | 17/03/2026

    IBK and the Korea Venture Capital Association are separately mobilising capital and lobbying for structural reform to revitalise the KOSDAQ market.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.