Securities / Derivatives

    Enforcement

    FSS Imposes KRW 1.4T in Fines on Five Banks for ELS Mis-Selling

    By Mark Johnston | 16/02/2026

    South Korea's FSS reduced penalties from an initial KRW 1.9 trillion, lowering both fines and institutional sanctions after a third sanctions review hearing.

    Securities / Derivatives

    SEBI Proposes to Ease Reporting Norms for Stockbrokers

    By Nithya Subramanian | 16/02/2026

    SEBI consultation proposes limiting bank and demat account reporting requirements, especially for primary dealers, to reduce compliance burden.

    Securities / Derivatives

    Hong Kong AFRC Demands IPO Audit Data Amid Quality Concerns

    By Sanday Chongo Kabange | 16/02/2026

    AFRC orders auditors to report on IPO engagements and resources, warning of 'heightened scrutiny' amid a surge in listings.

    Securities / Derivatives

    Singapore Launches Workgroup to Strengthen Growth Capital Ecosystem

    By Nithya Subramanian | 16/02/2026

    The high-level group will recommend strategies to deepen private capital markets and support companies from startup to IPO.

    Market Infrastructure

    HKEX to Decommission Participant Gateway in Post-Trade Overhaul

    By Sanday Chongo Kabange | 16/02/2026

    HKEX will phase out its legacy system by Q3 2027, mandating migration to new API and platform-based post-trade services.

    Securities / Derivatives

    CME Group to Launch South Asia Edible Oil Futures Contracts

    By Editors | 16/02/2026

    The four new cash-settled contracts on CBOT are designed to enhance risk management for the world's largest edible oils import region.

    Securities / Derivatives

    SC Malaysia Finalising Licensing Framework for Cash Trust Schemes

    By Nithya Subramanian | 16/02/2026

    The regulator is finalising a licensing framework for cash trust schemes to strengthen regulatory oversight and enhance investor protection.

    Securities / Derivatives

    South Korea Overhauls Delisting Rules to Purge ‘Zombie’ Firms

    By Mark Johnston | 16/02/2026

    Regulators will tighten market cap, penny stock, and disclosure rules, and expect the changes to triple the number of delistings.

    Securities / Derivatives

    Korea FSS Outlines New 'Consulting Inspection' Model for Securities Firms

    By Sanday Chongo Kabange | 15/02/2026

    The FSS details a new collaborative inspection framework in a meeting with compliance officers, while reaffirming its traditional enforcement powers.

    Securities / Derivatives

    India’s IFSCA Opens Single-Window Application for Capital Market Activities

    By Nithya Subramanian | 15/02/2026

    The GIFT City regulator said eligible entities can obtain a consolidated registration for multiple capital market activities instead of seeking separate approvals for each.

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