Securities / Derivatives

Securities / Derivatives

SGX Enhances Access to China Bond Market With New ETF

By Editors | 25/11/2020

The new ETF helps SGX to meet growing demand from investors for easy and efficient access to Chinese government and policy bank bonds.

Securities / Derivatives

HKEX to Enhance Northbound Stock Connect Post-trade Processing

By Editors | 24/11/2020

HKEX is targeting a Q1 2022 launch for the new settlement platform, which will automate and streamline post-trade processes and improve settlement efficiency.

Market Infrastructure

CSRC Updates Senior Manager Rules for Securities, Fund Operators

By Manesh Samtani | 24/11/2020

Securities and fund management firms are expected to establish and improve internal accountability mechanisms for senior managers, and penalise violations with clawback and malus.

Securities / Derivatives

China Set to Allow Foreign Access to DCE Palm Oil Futures

By Sanday Chongo Kabange | 24/11/2020

Dalian Commodity Exchange palm oil futures will become China’s seventh commodity futures product available to foreign investors.

Securities / Derivatives

SEBI Consults on Extra Disclosure Rules for Listed Companies

By Sanday Chongo Kabange | 24/11/2020

The proposals will ensure listed companies publicly disclose information shared in meetings and conference calls with institutional investors.

Uncategorised

SEC Thailand Proposes Rules to Support Sustainability-Linked Bonds

By Sanday Chongo Kabange | 24/11/2020

The proposed regulations, based on ICMA’s Sustainability-Linked Bond Principles, will help issuers fund the sustainable transformation of their businesses

Enforcement

China Vows ‘Zero Tolerance’ for Bond Issuer Misconduct

By Editors | 24/11/2020

The FSDC will strictly investigate any bond issuer suspected of fraudulent issuance, false disclosure, malicious transfers of assets, or misappropriation of funds.

Securities / Derivatives

ASIC Launches Probe into ASX Over Equity Market Outage

By Manesh Samtani | 23/11/2020

ASIC had earlier said it would determine whether ASX followed the relevant regulatory requirements and met its licence obligations.

Securities / Derivatives

Shanghai INE Launches Bonded Copper Futures Contract

By Editors | 23/11/2020

The new bonded copper contract is the sixth commodities contract traded in China that is open to foreign investors. The launch was approved by the CSRC last month.