Securities / Derivatives

    Enforcement

    US Considers Adding Ant Group to Trade Blacklist – Report

    By Editors | 15/10/2020

    US officials reportedly fear the Chinese government could access sensitive banking data belonging to future US users of the Alipay payment app.

    Market Infrastructure

    About Half of Global FX Market Exposed to Settlement Risk

    By Margaret Law | 15/10/2020

    Without immediate action, FX settlement risk will continue to accumulate and introduce vulnerabilities into the global financial system, says Margaret Law at CLS.

    Securities / Derivatives

    HKFE Obtains CFTC Certification for Non-USD MSCI Contracts

    By Editors | 15/10/2020

    The Hong Kong Futures Exchange has received CFTC certification for its SGD Singapore futures contract and two JPY Japan contracts.

    Securities / Derivatives

    HKIFA Warns Against Changing UCITS Delegation Model – Report

    By Editors | 15/10/2020

    HKIFA chief Sally Wong reportedly said a move to restrict the delegation model could prompt capital to flow away from the European fund industry.

    Securities / Derivatives

    China Excludes HSBC from Sovereign Bond Sale – Reports

    By Editors | 14/10/2020

    HSBC is the only lender that participated in China’s November 2019 dollar debt offering that isn’t participating in this year’s issuance.

    Capital / Liquidity

    ASX Proposes Single Capital Measure for Clearing Participants

    By Editors | 14/10/2020

    Currently when a participant lends money to its parent or related entity, or invests in subsidiaries, Liquid Capital could be potentially much lower while Core Capital is not impacted.

    Securities / Derivatives

    SGX, NZX Seek Partnership to Fuel Growth in Dairy Derivatives

    By Editors | 14/10/2020

    The partnership with SGX will help NZX to unlock and accelerate growth in liquidity and market scale in its dairy derivatives market.

    Securities / Derivatives

    Sri Lanka SEC to Overhaul Capital Market Rules in Stages

    By Duruthu E Chandrasekera | 13/10/2020

    “The market has evolved over the past ten years and technology has also raised the bar. There is a need to be in line with the times,” SEC Chairman Viraj Dayaratne told Regulation Asia.

    Securities / Derivatives

    StanChart Seeks Regulatory Approval for China Securities Unit

    By Editors | 13/10/2020

    The CSRC has accepted an application from Standard Chartered Hong Kong to set up a securities firm in the mainland.

    Securities / Derivatives

    CSRC Probe Forces Ant Group to Delay IPO – Report

    By Editors | 13/10/2020

    The CSRC is said to be looking into the role of Alipay as the only third-party channel through which retail investors could buy into five mutual funds investing in the IPO.

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