SECURITIES / DERIVATIVES

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    Enforcement

    Japan Investigates Bank Employee for Insider Trading

    By Thisanka Siripala | 14/02/2025

    A former employee of Sumitomo Mitsui Trust Bank is suspected of making illegal profits from stock transactions based on non-public tender offer information.

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    ESG / Sustainability

    US SEC Expected to Roll Back Climate-Related Disclosure Rule

    By Nithya Subramanian | 13/02/2025

    Acting SEC Chairman Mark Uyeda called it “deeply flawed” and warned that it could inflict “significant harm” on the capital markets and the economy.

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    Market Infrastructure

    Korea Exchange Ends Partnership With Eurex

    By Nithya Subramanian | 13/02/2025

    The Eurex/KRX link will become obsolete when KRX extends its trading hours to include the European trading day.

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    Market Infrastructure

    Korea FSS Emphasises Stability and Innovation in 2025 Business Plan

    By Thisanka Siripala | 13/02/2025

    A major component of the plan is the modernisation of Korea’s capital market​​, including supporting the introduction of new investment products

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    Crypto / Digital Assets

    OECD Offers Recommendations to Boost Tokenisation in Markets

    By Thisanka Siripala | 12/02/2025

    New OECD report outlines factors hindering broader adoption of asset tokenisation and offers a series of recommended policy actions.

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    Market Infrastructure

    RBI Allows SEBI-registered Non-bank Brokers Access to NDS-OM

    By Nithya Subramanian | 12/02/2025

    Non-bank brokers can directly access NDS-OM on behalf of clients. This is expected to enhance retail trading of G-Secs.

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    Enforcement

    FSC Korea Revises Regulations for Credit Rating Agencies

    By Nithya Subramanian | 12/02/2025

    Explicit penalties introduced for corporate credit rating agencies found engaging in fraudulent evaluations or coercing specific rating outcomes

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    Enforcement

    HSBC Acquitted of Violating South Korea’s Short-Selling Rules

    By Thisanka Siripala | 12/02/2025

    The court said there was no evidence to support the idea that HSBC and its traders knowingly violated South Korea’s Capital Markets Act

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    Securities / Derivatives

    US States Accuse Asset Managers of Downplaying China Risks

    By Thisanka Siripala | 11/02/2025

    While multiple firms are being targeted, much of the scrutiny is directed at BlackRock, the world’s largest asset manager.

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    Capital / Liquidity

    HK Banks Execute First Repo Trades Using Mainland Bonds as Collateral

    By Manesh Samtani | 11/02/2025

    HSBC, BOCHK, StanChart and Hang Seng were among the first banks to execute offshore yuan repo transactions on Monday.

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