SECURITIES / DERIVATIVES

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    Securities / Derivatives

    SC Malaysia Proposes to Charge New Levy to Licensed Entities

    By Nithya Subramanian | 17/02/2025

    The regulator has proposed to restructure its fees and introduce a levy after it reported a large net operating deficit for 2023.

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    Crypto / Digital Assets

    SFC Approves First Tokenised Fund for Retail Investors

    By Thisanka Siripala | 17/02/2025

    The ChinaAMC fund will provide retail investors access to Hong Kong dollar yields through a blockchain-based structure.

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    Securities / Derivatives

    Hong Kong to Lower IPO Hurdles for Mainland Companies

    By Mark Johnston | 17/02/2025

    Proposed changes expected to be announced later this year aim to lower fundraising thresholds, optimise market structure, and enhance corporate governance.

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    AML / KYC

    SEBI Sets New Standards for Related Party Transactions

    By Nithya Subramanian | 15/02/2025

    From 1 April, listed entities will have to provide more details when seeking audit committee and shareholder approval for related party transactions.

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    Capital / Liquidity

    Japan FSA Warns Regional Banks Against Repackaged JGBs – Report

    By Thisanka Siripala | 14/02/2025

    The FSA expressed concerns with regional banks investing in financial instruments which bundle JGBs with derivatives.

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    Securities / Derivatives

    MAS Expert Group Proposes Measures to Boost Equities Market

    By Nithya Subramanian | 14/02/2025

    The Equities Market Review Group has proposed the introduction of tax incentives to attract more Singapore listings and incentivise funds to invest in domestic equities.

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    Securities / Derivatives

    Taiwan Securities Association Calls for “Reasonable” Securities Transaction Tax

    By Mark Johnston | 14/02/2025

    Taiwan will face the issue of whether to extend securities transaction tax rates each year, causing uncertainties in the market.

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    Enforcement

    Japan Investigates Bank Employee for Insider Trading

    By Thisanka Siripala | 14/02/2025

    A former employee of Sumitomo Mitsui Trust Bank is suspected of making illegal profits from stock transactions based on non-public tender offer information.

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    ESG / Sustainability

    US SEC Expected to Roll Back Climate-Related Disclosure Rule

    By Nithya Subramanian | 13/02/2025

    Acting SEC Chairman Mark Uyeda called it “deeply flawed” and warned that it could inflict “significant harm” on the capital markets and the economy.

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    Market Infrastructure

    Korea Exchange Ends Partnership With Eurex

    By Nithya Subramanian | 13/02/2025

    The Eurex/KRX link will become obsolete when KRX extends its trading hours to include the European trading day.

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