Securities / Derivatives

    Securities / Derivatives

    HK to Suspend Stocks on Disclaimer, Adverse Audit Opinions

    By Editors | 27/05/2019

    Trading in a Hong Kong listed company will be suspended if the auditor issues a disclaimer or adverse opinion for any financial year commencing on or after 1 September 2019.

    Securities / Derivatives

    Sino-Japan ETF Connect Launched; Six Cross-Border ETFs Approved

    By Editors | 27/05/2019

    The announcement follows an ETF Connectivity Agreement signed by JPX and the SSE last month, where both agreed to establish an system for cross-listings of ETFs.

    Crypto / Digital Assets

    MAS Sandbox Admits SGX-Backed Digitised Securities Platform iSTOX

    By Editors | 27/05/2019

    From within the sandbox, iSTOX is currently onboarding the first batch of issuers and investors who will participate in issuance and trading of digitised securities starting in 4Q 2019.

    Securities / Derivatives

    India INX Allows Direct Trading on LME, ICE, Eurex, Euronext

    By Editors | 24/05/2019

    The first trade on the LME from India INX took place on 21 May, in copper.

    Securities / Derivatives

    SFC Investigation Disclosure Obligation Presents Challenge to Industry

    By Manesh Samtani | 24/05/2019

    The SFC has clarified aspects of the new disclosure obligation, but concerns remain over logistical and administrative burdens, say ASIFMA and Herbert Smith Freehills.

    ESG / Sustainability

    HKEX Consults on ESG Reporting Framework

    By Editors | 24/05/2019

    HKEX is reviewing its ESG reporting framework to ensure it remains fit for purpose and is up to date with investor and stakeholder expectations and international best practice.

    Securities / Derivatives

    China to Open Bond Futures Market to Domestic Banks

    By Editors | 24/05/2019

    Opening up bond futures trading to banks will improve volumes, liquidity, hedging tools, and price discovery across the broader bond market.

    Market Infrastructure

    Japan T+2 Settlement to Start on 16 July

    By Editors | 23/05/2019

    T+2 settlement to go live in Japan following working group discussions and the successful completion of operational checks.

    Securities / Derivatives

    FSC Korea Mulls Relaxation of Five Percent Rule

    By Editors | 23/05/2019

    Investors who own 5% or more of a listed company must disclose any ownership change within 5 days, a requirement that has prevented some institutional investors from exercising their voting rights.

    Securities / Derivatives

    SEBI Permits Mutual Funds to Trade Commodity Derivatives

    By Editors | 23/05/2019

    Mutual funds will be allowed to trade exchange-traded commodity derivatives, but cannot invest in physical goods, except through gold ETFs.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team