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Market Infrastructure
Thailand Consults on Securities, Derivative License Fees
By Samuel Riding | 06/09/2016
Revised proposals charges for business operators follow first round of public comment.
Market Infrastructure
Philippines to Have Repo Market by End-2016, Early 2017
By Samuel Riding | 06/09/2016
Central bank governor says programme will open the door to allowing short selling.
Securities / Derivatives
Taiwan to Ease Investment Restrictions
By Samuel Riding | 05/09/2016
Chinese nationals can purchase fund products without using a custodial bank.
AML / KYC
SEBI Uncovers Money Laundering in NSEL Scam
By Samuel Riding | 02/09/2016
Report cites instances of unauthorised modification of unique client codes.
Market Infrastructure
BSE-ICCL Launch FPI Handbook
By Samuel Riding | 02/09/2016
SEBI-backed handbook for foreign investors available in 8 languages.
Market Infrastructure
SFC Approves 4 CCPs for OTC Clearing
By Samuel Riding | 01/09/2016
Mandatory clearing covers HKD- or G4 currency-denominated interest rate swaps.
AML / KYC
Banks’ Exit from Emerging Markets Hurting AML, CTF Efforts – FSB
By Samuel Riding | 31/08/2016
Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.
Market Infrastructure
Update: Shenzhen-HK Stock Connect Now Set for November
By Samuel Riding | 31/08/2016
Shenzhen exchange sets early November deadline for securities companies to complete preparation.
Capital / Liquidity
BCBS Report Reveals Basel III Challenges
By Samuel Riding | 30/08/2016
Reports on Korea, Indonesia, Singapore, Japan, China and Australia due over next 12 months.
AML / KYC
India, Abu Dhabi Regulators Ink Cooperation Pact
By Samuel Riding | 26/08/2016
SEBI has already signed 22 MoUs with other regulators; sent 44 assistance request to other jurisdictions in 2015/16.
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