Securities / Derivatives

    Securities / Derivatives

    RBI Announces Phasing-In of LEI for Non-Derivatives Markets

    By Editors | 30/11/2018

    Entities transacting in government securities, money markets and non-derivative forex markets will be required to have LEI codes, starting with larger firms in April 2019.

    Market Infrastructure

    G20 Financial Regulatory Reform Agenda On Track – FSB

    By Garima Chitkara | 30/11/2018

    Basel III and OTC derivatives reforms were on track and broadly achieving their intended goals. High public debt and rising non-bank financial intermediation remain a focus area for the FSB.

    Securities / Derivatives

    ASX Consults on Changes to Listing Rules

    By Editors | 29/11/2018

    The proposals aim to improve market disclosures, simplify the listing rules, increase efficiency in the listing process, and enhance ASX’s powers to monitor and enforce compliance, among other changes.

    Market Infrastructure

    SEBI Issues Guidelines on Clearing Corporation Interoperability

    By Editors | 28/11/2018

    India’s clearing corporations will have to enter into agreements establishing links between each other, as well as links to each trading venue, to operationalise the framework by June 2019.

    Market Infrastructure

    HKIFA Seeks Loosening of HK-China MRF Restrictions

    By Editors | 27/11/2018

    The industry association has been working with EY on proposals aimed at making it easier to distribute Hong Kong-based funds into China through the mutual recognition scheme.

    Securities / Derivatives

    India’s Large Corporates Mandated to Issue Bonds for Financing

    By Editors | 27/11/2018

    SEBI’s new framework requires large corporates to raise at least 25% of their financing through debt securities issuances, to reduce reliance on bank funding and boost the bond market.

    Crypto / Digital Assets

    Regulatory Winds Reshaping Australian Retail Trading

    By Anthony Griffin | 27/11/2018

    Whether offering OTC derivatives, forex or cryptocurrency, retail trading platforms must put client interests front and centre, says OANDA’s Anthony Griffin.

    Securities / Derivatives

    Malaysia to Allow Diversified Range of ETF Products

    By Editors | 27/11/2018

    New guidelines seek to boost retail investor participation in the ETF market by facilitating greater product innovation and allowing for the issuance of a more diversified range of ETFs.

    Market Infrastructure

    Indonesia Moves to T+2 Stock Settlement

    By Editors | 27/11/2018

    Indonesia becomes the second Southeast Asian country to implement T+2 settlement, in a move that is expected to improve liquidity, reduce settlement risk and boost foreign participation.

    Securities / Derivatives

    China Issues Tax Clarification for Foreign Institutional Bond Investors

    By Editors | 26/11/2018

    From 7 November 2018 until 6 December 2021, foreign institutions are exempt from income and value-added taxes on interest earned from bond investments in China.

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