SECURITIES / DERIVATIVES

    AML / KYC

    HK, Singapore, Australia Delay UTI Implementation

    By Samuel Riding | 02/02/2016

    Regulators to await international standards, delay implementation to early 2017.

    Market Infrastructure

    LCH.Clearnet Gains Singapore Clearing House Status

    By Samuel Riding | 02/02/2016

    Recognition means firms subject to upcoming MAS clearing requirements can use LCH.Clearnet platform.

    Market Infrastructure

    S.Korea to Ease Foreign Investment Rules

    By Samuel Riding | 02/02/2016

    FSC aims to make foreign investment in local stocks easier, regain MSCI developed market status.

    Securities / Derivatives

    SEBI Squeezes Commodity Derivative Position Limits

    By Samuel Riding | 01/02/2016

    Move designed to make segment safer and reduce volatility, but could hurt large players.

    Market Infrastructure

    SGX, MAS to Delay New Regulation

    By Samuel Riding | 01/02/2016

    Exchange, monetary authority agree to leave six-12 month gap between new requirements.

    Market Infrastructure

    MAS to Take on Exchange Surveillance

    By Samuel Riding | 01/02/2016

    Monetary authority says self-regulating Singapore exchanges can have ‘blind spots’

    Market Infrastructure

    SFC Warns of Brokerage Account Security Breaches

    By Samuel Riding | 29/01/2016

    Incidents of unauthorised access prompt reminder from regulator, cybercrime bureau.

    Market Infrastructure

    Japan Investigating HFT, Dark Pools

    By Samuel Riding | 29/01/2016

    Securities and Exchange Surveillance Commission asks for details of brokerages’ HFT services.

    Securities / Derivatives

    PBOC’s ‘Triple Threat’ to Deter RMB Speculators

    By Samuel Riding | 28/01/2016

    Central bank sets clearing bank RRR at up to 17%, issues lending suspension, ‘guidance’ on cash pool outflows.

    Market Infrastructure

    PSE Submits Fixed Income Exchange Takeover Bid

    By Samuel Riding | 28/01/2016

    Philippine Stock Exchange meets extended deadline to submit detailed proposal on consolidation of equity, fixed income markets.

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