Securities / Derivatives

    Capital / Liquidity

    Philippines Signs up to ASEAN Fund Passport Scheme; Green Bond Standards Introduced

    By Garima Chitkara | 09/11/2017

    ASEAN conference also hears of plans to allow cross-border transfer of capital markets professionals without additional license requirements.

    Market Infrastructure

    Singapore and China Regulators to Increase Mutual Market Supervision

    By Editors | 06/11/2017

    Regulators will develop framework for supervising fund managers, share information and staff amid increasing capital market ties.

    Securities / Derivatives

    IOSCO Affirms China, Japan have Completed Framework for MMF Reform

    By Editors | 06/11/2017

    China has implemented rules governing money market fund valuations, liquidity and stable net asset value since last report.

    Capital / Liquidity

    FSB Reports on ‘Rise of the Financial Machines’, Backs Regtech

    By Samuel Riding | 02/11/2017

    Report suggests AI and machine learning could create new systemically important players, warns on opacity, audit difficulty.

    Capital / Liquidity

    HK SFC Launches Thematic Review of Prime Brokerage, Equity Derivatives

    By Editors | 01/11/2017

    Regulator says prime brokerage a growing revenue stream for institutions as Hong Kong’s asset management, hedge fund sectors expand.

    Securities / Derivatives

    Hong Kong Dual-class Listings Not Quite a Brave New World

    By Peter Guy | 30/10/2017

    Abandoning plans for third board and allowing main board dual-class shares do nothing to support start-ups or attempts to reinvent HK economy.

    Securities / Derivatives

    HK Brokers Face Cost Squeeze from Cybersecurity Guidelines

    By JP Reimann | 30/10/2017

    Brokers will be required to use 2FA for client log-ins; implement raft of new measures including management responsibility, stress tests.

    Capital / Liquidity

    Singapore Proposes Liquidity Risk Management Rules for Fund Managers

    By Samuel Riding | 30/10/2017

    MMFs will face more enforceable requirements than other portfolios, including rules on average maturity, 1-day/5-day redemption.

    Market Infrastructure

    Indonesia, Vietnam Join Virtual Currency Clampdown

    By Editors | 30/10/2017

    Indonesian central bank says ‘financial innovation’ requires pre-approval; State Bank of Vietnam to pass law outlawing virtual currencies next year.

    Market Infrastructure

    Hong Kong Extends After-hours Index Futures Trading

    By Editors | 23/10/2017

    From 6 November, trading in mini and full versions of HSI and HSCEI index futures will be extended to 1am Hong Kong time.

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