Securities / Derivatives

    Capital / Liquidity

    At Last, MSCI Says ‘Aye’ to A-shares

    By Editors | 21/06/2017

    Index provider MSCI has at last decided to include Chinese A-shares in its products after three years of rejecting them, […]

    Securities / Derivatives

    CSRC Eyes Education to Halt Market Malpractice

    By Editors | 19/06/2017

    CSRC (the China Securities Regulatory Commission) kicked off the second phase of its campaign to educate investors about market malpractice. […]

    Securities / Derivatives

    APAC Implementation of IFRS 9 – A Work in Progress

    By Garima Chitkara | 16/06/2017

    Domestic institutions in Asia have a long road ahead to meet the January 2018 deadline, survey finds.

    Securities / Derivatives

    IOSCO Updates Advice on Wholesale Market Misconduct

    By Editors | 15/06/2017

    IOSCO (the International Organization of Securities Commissions) issued a report on tackling misconduct in wholesale financial markets, citing infamous incidents […]

    Securities / Derivatives

    India Sets Out Commodity Options Regime

    By Editors | 15/06/2017

    SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]

    Securities / Derivatives

    Indian Market Manipulation Cases Surge to Record High

    By Editors | 07/06/2017

    SEBI (Securities and Exchange Board of India) inquiries into possible market manipulation hit a record high of 174 in the […]

    Market Infrastructure

    Pakistan Confirms Further Progress on IOSCO Principles

    By Editors | 07/06/2017

    SECP (the Securities and Exchange Commission of Pakistan) sent a report to IOSCO (the International Organization of Securities Commissions) this […]

    Securities / Derivatives

    Get Ready for Expanded OTC Derivatives Reporting – SFC

    By Editors | 05/06/2017

    The Hong Kong SFC (Securities and Futures Commission) issued a circular telling licensed corporations to ensure their systems are prepared […]

    AML / KYC

    MAS Issues Retail Derivative, OTC Licensing Consultations

    By Samuel Riding | 01/06/2017

    Stiffer requirements for retail dealing in unlisted derivatives; licensing exemption for remote clearing members.

    Securities / Derivatives

    MAS Issues Retail Derivative, OTC Licensing Consultations

    By Editors | 01/06/2017

    MAS (the Monetary Authority of Singapore) issued a consultation paper on the regulatory framework for unlisted derivatives offered to retail […]

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team