Securities / Derivatives

    Securities / Derivatives

    SFC to More Than Triple Investor Compensation Limit

    By JP Reimann | 30/04/2018

    Proposals include raising compensation limit to HKD500,000 per investor, covering Stock Connect northbound trading; raising trigger for reinstating transaction levy to fund compensation.

    Securities / Derivatives

    China Securities Regulator Encourages Rental Property Securitisation

    By Editors | 28/04/2018

    CSRC says rental asset-backed REITs will allow property developers to raise funds, reduce leverage and diversify investment options.

    Securities / Derivatives

    Indian Exchanges Enable Retail Investment in Gov’t Securities

    By Editors | 27/04/2018

    BSE and NSE have launched online platforms for retail investors to participate in weekly RBI auctions for government securities and treasury bills.

    Market Infrastructure

    FSB Publishes Second UPI Governance Consultation

    By JP Reimann | 27/04/2018

    Consultation covers fee models and cost recovery, intellectual property, standardisation, competition among UPI service providers, arrangements for UPI reference data library.

    Market Infrastructure

    HKEX New Listing Regime Adds Dual-Class Shares

    By JP Reimann | 26/04/2018

    In biggest rule changes in two decades, innovative and emerging companies with weighted voting rights structures will be able to list in Hong Kong from Monday.

    Securities / Derivatives

    China Allows Domestic Investors to Buy Hong Kong Equity Research

    By Editors | 26/04/2018

    The CSRC has allowed certain types of Hong Kong brokerages to sell locally-focused research to Chinese mainland investors as it looks to further integrate the two markets.

    Securities / Derivatives

    SEBI Proposes Biometric Authentication for Mobile App Stock Trading

    By Garima Chitkara | 26/04/2018

    Indian securities regulator is consulting the industry on potential guidelines for finger print and iris-scan authentication for stock trading through mobile apps, in a bid to protect the capital markets against cyberattacks.

    Securities / Derivatives

    China Launches Pilot to Enable Trading of Restricted H-Shares

    By Manesh Samtani | 24/04/2018

    Founding and controller shareholders of HK-listed Chinese companies will be able to convert non-tradable stock into ordinary H-shares, starting with Legend Holdings.

    Securities / Derivatives

    SEBI to Reduce Debt Issuance Timeline to Six Days

    By Garima Chitkara | 23/04/2018

    SEBI looking to bring down time to issue debt securities from 12 to six days by mandating the online mechanism for blocking application funds for subscription of debt securities.

    Securities / Derivatives

    HKEX Launches After Hours Market for Index Options

    By Editors | 20/04/2018

    HSI, HSCEI and Mini HSI will be tradeable between 5:15pm and 1:00am, with a trading halt mechanism in place to avoid extreme price movements.

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