SECURITIES / DERIVATIVES

Market Infrastructure

MAS Backs SGX Regulation Subsidiary

By Samuel Riding | 19/07/2016

Authority cites independent unit as important factor in success of exchange’s self-regulation.

Market Infrastructure

CSRC Downgrades More than 50% of Brokerages

By Samuel Riding | 18/07/2016

Annual ratings reflect a company’s risk control and compliance management.

Securities / Derivatives

India Tightens Collateral Rules

By Samuel Riding | 18/07/2016

Stock exchange clearing members barred from using their own fixed deposit receipts as collateral.

Market Infrastructure

LSE-SHSE Link Study Making ‘Good Progress’ – CSRC

By Samuel Riding | 15/07/2016

London exchange chief says Brexit vote has created uncertainty but has limited overall impact.

Market Infrastructure

HK Issues OTC Clearing Revisions

By Samuel Riding | 15/07/2016

HKMA and SFC consultation conclusions add further proposed revisions.

Securities / Derivatives

ASIC Consults on Market, Securities Class Orders

By Samuel Riding | 14/07/2016

Regulator proposes to remake nine instruments, vary or repeal three.

Market Infrastructure

APRA Defines HQLA for Coverage Ratio

By Samuel Riding | 14/07/2016

Regulator says it will continue to develop and vary its definition if warranted.

Market Infrastructure

Trade Associations React to Leverage Ratio Revisions

By Samuel Riding | 12/07/2016

Group including Japan Financial Markets Council publish response to BCBS consultation.

Market Infrastructure

SEBI Seeks Clarity on Algo-trading Violations

By Samuel Riding | 07/07/2016

Securities regulator to bring National Stock Exchange before technical advisory committee.