Securities / Derivatives

Australia Eyes Data and Transparency Reforms in Private Markets

By Manesh Samtani | 12/06/2025

ASIC symposium highlighted the regulator’s increased focus on private markets, and the balance between access and investor protection.

Enforcement

SEBI Issues Recovery Notices to OPG Securities in NSE Co-Location Case

By Nithya Subramanian | 12/06/2025

SEBI fined OPG Securities for repeatedly accessing NSE’s secondary POP server without authorisation.

Enforcement

Korea to Implement “One Strike Out” Policy for Market Manipulators

By Editors | 12/06/2025

Korea to permanently ban perpetrators of unfair trading, signalling a zero-tolerance approach to market abuse and enhanced investor protection.

Securities / Derivatives

HKMA’s Trade Reporting Rewrite: An Opportunity to Modernise

By Nithya Subramanian | 11/06/2025

As Hong Kong’s new OTC derivatives reporting rules loom, DTCC is urging market participants to quickly start testing.

Market Infrastructure

PSE Signs MoU Establishing Partnership with Taipei Exchange

By Sanday Chongo Kabange | 11/06/2025

PSE and TPEx will cooperate on SME market incubation, ESG practices, ETFs, and bond and equity derivatives.

Securities / Derivatives

TAIFEX Tackles Insider Trading Involving Employees’ Spouses

By Nithya Subramanian | 11/06/2025

Futures firms must review trades made by employees’ spouses at other firms and establish internal procedures for these checks.

Market Infrastructure

GIFT City Regulator Proposes Refinements to Global Access Framework

By Nithya Subramanian | 11/06/2025

Revised proposals introduce clearer participant classification, lower net worth thresholds and tighter client protection norms.

Securities / Derivatives

China Chengxin Launches Global Yuan Debt Rating Scale

By Editors | 10/06/2025

China Chengxin International Credit Rating Co Ltd launches first global yuan debt rating scale, citing shift in global financial landscape.

Securities / Derivatives

Japan Continues to Grapple with Brokerage Account Hijackings

By Editors | 10/06/2025

There were 2,289 unauthorised transactions in brokerage accounts in May, only a small decrease from the figures reported for April.

Market Infrastructure

LCH, CMU Omniclear Sign MoU on Post-Trade Collaboration

By Sanday Chongo Kabange | 10/06/2025

LCH and CMU OmniClear team up to expand CNH clearing services, boosting efficiency and access for global investors.

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