SECURITIES / DERIVATIVES

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    Enforcement

    Zambia Sanctions StanChart for Mis-selling China Property Bond

    By Mark Johnston | 16/01/2025

    Zambia’s SEC said Standard Chartered failed to disclose material information and used contract clauses which placed all responsibility for risk on clients

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    ESG / Sustainability

    Abaxx Launches Singapore’s First Nickel Sulphate Futures Contract

    By Nithya Subramanian | 16/01/2025

    The contract addresses a growing need for effective price discovery and risk management in the nickel market, particularly for the EV battery sector, Abaxx said.

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    Fintech / Regtech

    JSDA Amends Rules to Streamline Digital Document Delivery

    By Thisanka Siripala | 16/01/2025

    The proposed amendments will allow securities firms to rely on implied consent for electronic delivery of documents.

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    Securities / Derivatives

    Hong Kong LegCo Passes Bill to Enable Treasury Share Regime

    By Sanday Chongo Kabange | 16/01/2025

    The bill promotes paperless corporate communications and allows Hong Kong-incorporated listed companies to buy and hold treasury shares.

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    Securities / Derivatives

    IMAS Launches New Model Framework for Discretionary Mandates

    By Nithya Subramanian | 16/01/2025

    The Model Discretionary Investment Management Agreement aims to help improve operational efficiency and promote best practices.

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    Market Infrastructure

    HKMA, PBOC Unveil Measures to Further Deepen Connectivity

    By Sanday Chongo Kabange | 15/01/2025

    The measures include a new trade finance liquidity facility for CNY funds and an expansion of the Southbound leg of Bond Connect, among others

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    Capital / Liquidity

    HKEX Starts Accepting CGBs as Collateral for Swap Connect

    By Mark Johnston | 15/01/2025

    OTC Clear started accepting CGBs as margin collateral for Northbound Swap Connect. They will also be accepted for other derivative transactions by end Q1 2025.

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    Fintech / Regtech

    KRX Finishes Building Naked Short Selling Detection System

    By Editors | 15/01/2025

    Connectivity tests have begun with institutional investors. Once these tests are complete, the NSDS will be used on a simulated market.

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    Securities / Derivatives

    CSRC Sets Transition Period for Corporate Governance Overhaul

    By Manesh Samtani | 14/01/2025

    The changes mandate the establishment of audit committees within company boards to replace the traditional board of supervisors

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    Securities / Derivatives

    SEC and ThaiBMA Release Updated Sample Bond Terms

    By Editors | 14/01/2025

    The revision reflects revised regulations on the issuance and offering of bonds and measure to enhance the effectiveness of the bondholders’ representative

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