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Enforcement
Zambia Sanctions StanChart for Mis-selling China Property Bond
By Mark Johnston | 16/01/2025
Zambia’s SEC said Standard Chartered failed to disclose material information and used contract clauses which placed all responsibility for risk on clients
ESG / Sustainability
Abaxx Launches Singapore’s First Nickel Sulphate Futures Contract
By Nithya Subramanian | 16/01/2025
The contract addresses a growing need for effective price discovery and risk management in the nickel market, particularly for the EV battery sector, Abaxx said.
Fintech / Regtech
JSDA Amends Rules to Streamline Digital Document Delivery
By Thisanka Siripala | 16/01/2025
The proposed amendments will allow securities firms to rely on implied consent for electronic delivery of documents.
Securities / Derivatives
Hong Kong LegCo Passes Bill to Enable Treasury Share Regime
By Sanday Chongo Kabange | 16/01/2025
The bill promotes paperless corporate communications and allows Hong Kong-incorporated listed companies to buy and hold treasury shares.
Securities / Derivatives
IMAS Launches New Model Framework for Discretionary Mandates
By Nithya Subramanian | 16/01/2025
The Model Discretionary Investment Management Agreement aims to help improve operational efficiency and promote best practices.
Market Infrastructure
HKMA, PBOC Unveil Measures to Further Deepen Connectivity
By Sanday Chongo Kabange | 15/01/2025
The measures include a new trade finance liquidity facility for CNY funds and an expansion of the Southbound leg of Bond Connect, among others
Capital / Liquidity
HKEX Starts Accepting CGBs as Collateral for Swap Connect
By Mark Johnston | 15/01/2025
OTC Clear started accepting CGBs as margin collateral for Northbound Swap Connect. They will also be accepted for other derivative transactions by end Q1 2025.
Fintech / Regtech
KRX Finishes Building Naked Short Selling Detection System
By Editors | 15/01/2025
Connectivity tests have begun with institutional investors. Once these tests are complete, the NSDS will be used on a simulated market.
Securities / Derivatives
CSRC Sets Transition Period for Corporate Governance Overhaul
By Manesh Samtani | 14/01/2025
The changes mandate the establishment of audit committees within company boards to replace the traditional board of supervisors
Securities / Derivatives
SEC and ThaiBMA Release Updated Sample Bond Terms
By Editors | 14/01/2025
The revision reflects revised regulations on the issuance and offering of bonds and measure to enhance the effectiveness of the bondholders’ representative
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