SECURITIES / DERIVATIVES

    Securities / Derivatives

    SFC to Propose ‘See-through’ Investor Identification

    By Samuel Riding | 10/03/2016

    System would allow regulator to see beyond broker transactions to identify instructing investors.

    Securities / Derivatives

    Details of China’s New Interbank Bond Regime Expected this Month

    By Samuel Riding | 09/03/2016

    Foreign investors will have no quotas so long as they are on-boarded and have applications filed by agent banks.

    Securities / Derivatives

    SFC Cuts Retail Investors from Ownership Principles

    By Samuel Riding | 08/03/2016

    Only minor changes made to best-practice guidelines after public consultation.

    Market Infrastructure

    SEBI to Meet on New Commodities Investment Rules

    By Samuel Riding | 07/03/2016

    Regulator to introduce raft of changes including launch of options contracts, confirming budget announcement.

    Market Infrastructure

    Collateral Distribution Imbalance Could Hurt Asia – IOSCO

    By Samuel Riding | 04/03/2016

    Chief economist Shane Worner says imbalanced geographical distribution, not quantity, the most pressing issue.

    Securities / Derivatives

    Derivatives Markets ‘Crucial’ to Managing Risks – IMF’s Heenan

    By Editors | 04/03/2016

    Singapore and Malaysia representative backs OTC derivatives markets; says IMF keeping close watch on HFT.

    Securities / Derivatives

    ASIC Begins Legal Proceedings against ANZ in Rate-rigging Case

    By Samuel Riding | 04/03/2016

    Regulator alleges bank sought to benefit from movements in bill swap reference rate.

    Securities / Derivatives

    Adapting to Indonesian Regulatory Trends

    By Wolters Kluwer Financial Services | 04/03/2016

    Regulation is increasingly used to inform banks’ risk management and business strategies.

    Securities / Derivatives

    Indonesia Introduces ‘Promissory’ Forex Hedging

    By Samuel Riding | 03/03/2016

    Regulation designed to expand Islamic finance allows banks to offer deferred forex sales.

    Market Infrastructure

    IOSCO Eyes Conduct in 2016 Risk Report

    By Samuel Riding | 03/03/2016

    Report also includes in-depth analysis of bond liquidity, collateral and cyber threats.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team