ADVERTISEMENT
Securities / Derivatives
CFTC Approves Substituted Compliance for Asian Jurisdictions
By Editors | 27/12/2013
The Commodity Futures Trading Commission (CFTC) has approved substituted compliance for six jurisdictions including Australia, Hong Kong and Japan.
Securities / Derivatives
Philippines Strengthens Capital Structure of Foreign Banks
By Editors | 13/12/2013
The Philippines Central Bank’s (Bangko Sentral) Monetary Board (MB) has approved amendments to the capital framework of foreign bank branches […]
Securities / Derivatives
Iran: The End of Sanction Programs as we know it?
By Editors | 11/12/2013
Recently, deals were struck between Iran and the West to curb Iran’s nuclear program. What does this mean for a financial institution’s AML economic sanctions program?
Securities / Derivatives
HKEx and SGX Establish Framework for Cooperation on Regulatory Reforms
By Editors | 04/12/2013
HKEx and SGX have agreed to work closer on extraterritorial market infrastructure regulation impacting the Asian region.
Securities / Derivatives
IOSCO Concerned Over Asian CPP Assessment
By Editors | 03/12/2013
“Imposing conditions and standards that are not relevant for non EU Central Counterparties (CCP) would give rise to severe problems” […]
Securities / Derivatives
EMIR Drives Legal Entity Identifiers Adoption in APAC
By Editors | 28/11/2013
The European Market Infrastructure Regulation (EMIR) has become the key driver this year for Asian regulators beginning to include pre-LEI codes in their reporting requirements
Securities / Derivatives
Asia’s Capital Markets: Strategies for Sustained Growth
By Editors | 26/11/2013
Collective industry voice reveals critical need to develop broader and deeper capital markets in the region.
Securities / Derivatives
Malaysian Regulators Issue Consultation Paper on OTC Derivatives Reporting
By Editors | 21/11/2013
Securities Commission Malaysia (SC), Bank Negara Malaysia (BNM) and Perbadanan Insurans Deposit Malaysia (PIDM) have issued a joint consultation paper […]
Securities / Derivatives
Malaysia’s Central Bank Opens Beijing Rep Office
By Editors | 19/11/2013
Bank Negara Malaysia announced the opening of its representative office in Beijing by Dato’ Sri Mustapa Mohamed, Minister of International […]
Securities / Derivatives
ESMA Publishes APAC CCPs Request for Recognition
By Editors | 06/11/2013
ESMA published November 5th a list of central counterparties (CCP) established in non-EEA countries which have applied for recognition under […]
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team