SECURITIES / DERIVATIVES

Securities / Derivatives

Tokyo FSB Meeting Discusses Shadow Banking

By Editors | 31/10/2013

The Financial Services Agency of Japan hosted the fifth meeting of The Financial Stability Board (FSB) Regional Consultative Group for […]

Securities / Derivatives

FATF Identify AML/CFT Risk Countries

By Editors | 25/10/2013

The Financial Action Task Force (FATF) has issued a statement highlighting jurisdictions that have strategic deficiencies that pose a risk […]

Securities / Derivatives

Mongolian Banks Under Pressure From State Involvement

By Editors | 21/10/2013

Fitch Ratings says in a new report that the Mongolian government’s credit stimulus adds pressure on banks’ margins, capital, and […]

Securities / Derivatives

Sanctions Risk Within Supply Chain Financing

By Editors | 16/10/2013

Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance

Securities / Derivatives

Regulatory Fragmentation Challenge to Asset Management Industry

By Editors | 10/10/2013

A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

Securities / Derivatives

Regulators from Asia attend meeting at ESMA

By Editors | 03/10/2013

Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

Securities / Derivatives

FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts

By Editors | 02/10/2013

The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.

Securities / Derivatives

Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’

By Editors | 02/10/2013

Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]

Securities / Derivatives

ESMA Publishes Further Advice to Commision on Non-EU Countries

By Editors | 02/10/2013

The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]