SECURITIES / DERIVATIVES

    Securities / Derivatives

    IFSB-IOSCO-SC Collaborate on Disclosure Requirements for Islamic Capital Market Products

    By Editors | 04/11/2013

    The Islamic Financial Services Board (IFSB), the International Organization of Securities Commissions (IOSCO) and the Securities Commission Malaysia (SC) have […]

    Securities / Derivatives

    Tokyo FSB Meeting Discusses Shadow Banking

    By Editors | 31/10/2013

    The Financial Services Agency of Japan hosted the fifth meeting of The Financial Stability Board (FSB) Regional Consultative Group for […]

    Securities / Derivatives

    FATF Identify AML/CFT Risk Countries

    By Editors | 25/10/2013

    The Financial Action Task Force (FATF) has issued a statement highlighting jurisdictions that have strategic deficiencies that pose a risk […]

    Securities / Derivatives

    Mongolian Banks Under Pressure From State Involvement

    By Editors | 21/10/2013

    Fitch Ratings says in a new report that the Mongolian government’s credit stimulus adds pressure on banks’ margins, capital, and […]

    Securities / Derivatives

    Sanctions Risk Within Supply Chain Financing

    By Editors | 16/10/2013

    Henry Balani from Accuity looks at the Anti-Money Laundering risks related to Trade Finance

    Securities / Derivatives

    Regulatory Fragmentation Challenge to Asset Management Industry

    By Editors | 10/10/2013

    A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

    Securities / Derivatives

    Regulators from Asia attend meeting at ESMA

    By Editors | 03/10/2013

    Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]

    Securities / Derivatives

    FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts

    By Editors | 02/10/2013

    The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.

    Securities / Derivatives

    Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’

    By Editors | 02/10/2013

    Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]

    Securities / Derivatives

    ESMA Publishes Further Advice to Commision on Non-EU Countries

    By Editors | 02/10/2013

    The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]

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