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Securities / Derivatives
Welcome to Regulation Asia
By Editors | 22/12/2012
An introduction and overview of Regulation Asia from the Publisher.
Securities / Derivatives
SEBI Sets Freeze-and-Redeem Rule for Specialised Investment Funds
By Editors
Investors breaching the INR 1 million minimum threshold through their own actions face a 30-day notice to rebalance or face automatic redemption.
Securities / Derivatives
US Lawmakers Subpoena JPM, BofA Chiefs Over CATL's Hong Kong IPO
By Manesh Samtani
House committee demands information on banks' role in CATL listing, citing the battery giant's alleged ties to China's military.
Securities / Derivatives
SZSE to Add ESG and Risk Screens to ChiNext Composite Index
By Editors
The new methodology, effective 25 July, will exclude companies with low ESG ratings and those under risk warnings to enhance index quality and investability.
Securities / Derivatives
Korea Exchange Drafts Tougher Rules for Subsidiary IPOs
By Editors
New draft criteria for dual listings will prioritise the protection of parent company shareholders and scrutinise the independence of the spun-off entity.
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